CYPRESS CAPITAL ADVISORS, LLC
Adviser information for CYPRESS CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,378 | $323.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,378 | $323.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 272 | $71.0M |
| HNW Individuals | 77 | $237.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.7M |
| Charitable organizations | <5 | $239,971 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $12.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-110818 |
|---|---|
| SEC ERA File Number | 801-110818 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288944 |
| Legal Entity Identifier | None |
Principal Office
436 MAIN ST.SUITE 205
FRANKLIN
TN
United States
Monday - Friday, 7:30 A.M. - 4:00 P.M.
Tel: 615-467-6075, Fax: 877-632-4317
Chief Compliance Officer
TAYLOR R. LUTHER
436 MAIN STREET
SUITE 205
FRANKLIN
TN
United States
Tel:
615-467-6070
T***********@*****************M
(Full email address available in API data)
Industry Affiliates
| CYPRESS CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CYPRESS CAPITAL, LLC | Domestic Entity | – | SOLE MEMBER | 05/2017 | > 75% |
| DODSON, MARK, TOMAS | Individual | CYPRESS CAPITAL, LLC | MEMBER | 04/2014 | 50-75% |
| BROOKS, MICHAEL, PRESTON | Individual | CYPRESS CAPITAL, LLC | MEMBER | 04/2014 | 50-75% |
| Luther, Taylor, Reigh | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2019 | < 5% |