MASCAGNI WEALTH MANAGEMENT, INC.
Adviser information for MASCAGNI WEALTH MANAGEMENT, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,748 | $313.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1,748 | $313.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 546 | $128.1M |
| HNW Individuals | 91 | $173.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $6.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 15 | $5.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)FINANCIAL CONSULTING ON TOPICS SUCH AS PERSONAL FINANCES, EDUCATION SAVINGS, DIVORCE PLANNING, ROLLOVER ANALYSIS, BUSINESS SUCCE |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 313.4M |
| Portfolio Manager | 313.4M |
| Both for Same | 313.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MASCAGNI WEALTH MANAGEMENT, INC. | MASCAGNI WEALTH MANAGEMENT, INC. |
Identifiers
| SEC RIA File Number | 801-110839 |
|---|---|
| SEC ERA File Number | 801-110839 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115046 |
| Legal Entity Identifier | None |
Principal Office
205 E. MAIN STREETCLINTON
MS
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 601-925-8099, Fax: 601-925-8066
Chief Compliance Officer
JULIUS RANDALL MASCAGNI
PRESIDENT/CEO/CFO/COO
205 E. MAIN STREET
CLINTON
MS
United States
Tel:
601-925-8099
R****@***********M
(Full email address available in API data)
Regulatory Contact
JULIE SANDERS
VICE PRESIDENT OF CLIENT SERVICES AND OPERATIONS
205 E. MAIN STREET
CLINTON
MS
United States
Tel:
601-925-8099
Fax:
601-925-8066
J****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MASCAGNI, JULIUS, RANDALL | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 09/1990 | > 75% |
| BROWN, MATTHEW, PATRICK | Individual | – | VICE PRESIDENT OF FINANCIAL PLANNING | 01/2010 | < 5% |
| SANDERS, JULIE, KAY | Individual | – | VICE PRESIDENT OF CLIENT SERVICES AND OPERATIONS | 01/2010 | < 5% |