JLFRANKLIN WEALTH PLANNING
JLFRANKLIN WEALTH PLANNING, LLC Legal Name
Adviser information for JLFRANKLIN WEALTH PLANNING last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 218 | $201.4M |
| Non-Discretionary | 0 | $0 |
| Total | 218 | $201.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 9 | $2.0M |
| HNW Individuals | 39 | $199.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-110848 |
|---|---|
| SEC ERA File Number | 801-110848 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131690 |
| Legal Entity Identifier | None |
Principal Office
1050 NORTHGATE DRIVESUITE 360
SAN RAFAEL
CA
United States
BY APPOINTMENT, 9AM - 5PM
Tel: (415) 925-3400, Fax: (415) 925-3401
Chief Compliance Officer
TARREN SCHAAR
WEALTH PLANNER
1050 NORTHGATE DRIVE
SUITE 360
SAN RAFAEL
CA
United States
Tel:
(415) 925-3400
Fax:
415-925-3401
T*****@************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRANKLIN, JOYCE, LEA | Individual | – | MANAGING MEMBER, LEAD ADVISOR | 06/1998 | > 75% |
| SCHAAR, TARREN, NATHANIEL | Individual | – | CCO, WEALTH PLANNER, MEMBER | 01/2022 | < 5% |