LEAR INVESTMENT MANAGEMENT
FWL INVESTMENT MANAGEMENT, LLC Legal Name
Adviser information for LEAR INVESTMENT MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 263 | $601.9M |
| Non-Discretionary | 29 | $2.0M |
| Total | 292 | $604.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 37 | $16.2M |
| HNW Individuals | 101 | $226.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 8 | $361.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsOTHER INVESTMENT ADVISERS |
|---|---|
| Compensation | % of AUM |
Principal Office
2911 TURTLE CREEK BOULEVARDSUITE 920
DALLAS
TX
United States
Monday - Friday, 8:00AM-5:00PM
Tel: (214) 445-5900, Fax: None
Chief Compliance Officer
THAYNE GOULD
2911 TURTLE CREEK BOULEVARD
SUITE 920
DALLAS
TX
United States
Tel:
610-897-0900
T*****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEAR, FREDERICK, WAYNE | Individual | – | MANAGING PARTNER | 11/2014 | > 75% |
| Gould, Thayne, E | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC COM | Stock | 3M | 18K | – |
| INVESCO QQQ TRUST SERIES I | ETF | 4M | 9K | – |
| TECHNOLOGY SELECT SECTOR SPDR FUND | ETF | 219K | 969 | – |
| STARBUCKS CORP COM | Stock | 49K | 635 | – |
| PUBLIC SVC ENTERPRISE GRP INC COM | Stock | 7K | 95 | – |
| ISHARES GOLD TRUST | ETF | 1M | 24K | – |
| DOLLAR GEN CORP NEW COM | Stock | 15K | 110 | – |
| JOHNSON & JOHNSON COM | Stock | 148K | 1K | – |
| VANGUARD TOTAL STOCK MARKET ETF | ETF | 41K | 153 | – |
| COSTCO WHSL CORP NEW COM | Stock | 531K | 625 | – |
| HCA HEALTHCARE INC COM | Stock | 19K | 60 | – |
| PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | ADR | 4K | 304 | – |
| PROCTER AND GAMBLE CO COM | Stock | 57K | 345 | – |
| BLACKROCK MUNICIPAL INCOME COM | CEF | 209K | 17K | – |
| UNITED PARCEL SERVICE INC CL B | Stock | 41K | 300 | – |
| CARNIVAL CORP PAIRED CTF | Stock | 256K | 14K | – |
| NETFLIX INC COM | Stock | 3K | 5 | – |
| AGNC INVT CORP COM | REIT | 8M | 797K | – |
| PROLOGIS INC. COM | REIT | 59K | 528 | – |
| MERCK & CO INC COM | Stock | 587K | 5K | – |
| SPDR S&P 500 ETF TRUST | ETF | 53K | 97 | – |
| MASTERCARD INCORPORATED CL A | Stock | 60K | 135 | – |
| STEEL DYNAMICS INC COM | Stock | 15K | 112 | – |
| EMERSON ELEC CO COM | Stock | 4M | 40K | – |
| ALLSTATE CORP COM | Stock | 8K | 49 | – |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | REIT | 151K | 8K | – |
| NVR INC COM | Stock | 15K | 2 | – |
| ISHARES MSCI JAPAN ETF | ETF | 6M | 87K | – |
| FIDELITY QUALITY FACTOR ETF | ETF | 15K | 240 | – |
| VERTEX PHARMACEUTICALS INC COM | Stock | 28K | 60 | – |
| GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE ETF | ETF | 7K | 219 | – |
| VANGUARD EXTENDED DURATION TREASURY ETF | ETF | 346K | 5K | – |
| EDWARDS LIFESCIENCES CORP COM | Stock | 50K | 540 | – |
| PACER US CASH COWS 100 ETF | ETF | 329K | 6K | – |
| VERIZON COMMUNICATIONS INC COM | Stock | 13K | 310 | – |
| UNUM GROUP COM | Stock | 0 | 0 | – |
| CHUBB LIMITED COM | Stock | 50K | 195 | – |
| PULTE GROUP INC COM | Stock | 0 | 0 | – |
| PEPSICO INC COM | Stock | 59K | 360 | – |
| ISHARES 1-3 YEAR TREASURY BOND ETF | ETF | 106K | 1K | – |
| US BANCORP DEL COM NEW | Stock | 0 | 0 | – |
| HOME DEPOT INC COM | Stock | 117K | 341 | – |
| ABRDN PHYSICAL GOLD SHARES ETF | ETF | 67 | 3 | – |
| INVESCO MORTGAGE CAPITAL INC COM | REIT | 21K | 2K | – |
| HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 11K | 75 | – |
| ICICI BANK LIMITED ADR | ADR | 8M | 268K | – |
| INFOSYS LTD SPONSORED ADR | ADR | 28K | 2K | – |
| SPDR GOLD SHARES | ETF | 7M | 33K | – |
| SOUTHERN CO COM | Stock | 12K | 150 | – |
| FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES & INCOME ETF | ETF | 43K | 2K | – |
| SEA LTD SPONSORD ADS | ADR | 11K | 160 | – |
| ISHARES RUSSELL 1000 GROWTH ETF | ETF | 1M | 4K | – |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 195K | 3K | – |
| FIRST TRUST NASDAQ CLEAN EDGE SMART GRID INFRASTRUCTURE INDEX | ETF | 85K | 737 | – |
| INVESCO S&P MIDCAP 400 REVENUE ETF | ETF | 0 | 0 | – |
| ISHARES CORE S&P SMALL CAP ETF | ETF | 59K | 550 | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 993K | 2K | – |
| ADOBE INC COM | Stock | 50K | 90 | – |
| ALPHABET INC CAP STK CL A | Stock | 1M | 6K | – |
| FIRST TRUST NASDAQ ARTIFICIAL INTELLIGENCE & ROBOTICS ETF | ETF | 12K | 287 | – |
| FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF | ETF | 47K | 1K | – |
| INDIA FD INC COM | CEF | 2K | 135 | – |
| COMCAST CORP NEW CL A | Stock | 46K | 1K | – |
| GENERAC HLDGS INC COM | Stock | 19K | 140 | – |
| MICROSOFT CORP COM | Stock | 11M | 24K | – |
| CHAMPIONX CORPORATION COM | Stock | 13K | 380 | – |
| ARES CAPITAL CORP COM | CEF | 6K | 305 | – |
| LOOP INDS INC COM | Stock | 627 | 300 | – |
| BOEING CO COM | Stock | 32K | 177 | – |
| TESLA INC COM | Stock | 108K | 546 | – |
| LINDE PLC SHS | Stock | 11K | 25 | – |
| ITRON INC COM | Stock | 419K | 4K | – |
| ISHARES MSCI EMERGING MARKETS EX CHINA ETF | ETF | 14K | 229 | – |
| CMS ENERGY CORP COM | Stock | 125K | 2K | – |
| NXP SEMICONDUCTORS N V COM | Stock | 13K | 50 | – |
| PUBLIC STORAGE OPER CO COM | REIT | 13K | 45 | – |
| ALERIAN MLP ETF | ETF | 6M | 130K | – |
| VANGUARD INFORMATION TECHNOLOGY ETF | ETF | 12K | 21 | – |
| ROYAL CARIBBEAN GROUP COM | Stock | 13K | 81 | – |
| GLOBAL X CLOUD COMPUTING ETF | ETF | 6K | 295 | – |
| UBER TECHNOLOGIES INC COM | Stock | 98K | 1K | – |
| INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 17K | 104 | – |
| JPMORGAN BETABUILDERS USD INVESTMENT GRADE CORPORATE BOND ETF | ETF | 27K | 611 | – |
| VANECK GOLD MINERS ETF | ETF | 11M | 331K | – |
| ELI LILLY & CO COM | Stock | 112K | 124 | – |
| AIR PRODS & CHEMS INC COM | Stock | 46K | 180 | – |
| DATADOG INC CL A COM | Stock | 7M | 52K | – |
| AVANTIS U.S. SMALL CAP VALUE ETF | ETF | 1K | 16 | – |
| VANGUARD MORTGAGE-BACKED SECURITIES ETF | ETF | 45 | 1 | – |
| ISHARES RUSSELL 2000 ETF | ETF | 6K | 30 | – |
| APOLLO GLOBAL MGMT INC COM | Stock | 45K | 381 | – |
| VERTIV HOLDINGS CO COM CL A | Stock | 495K | 6K | – |
| DUKE ENERGY CORP NEW COM NEW | Stock | 15K | 150 | – |
| SPDR S&P AEROSPACE & DEFENSE ETF | ETF | 18K | 129 | – |
| AFLAC INC COM | Stock | 5K | 53 | – |
| FREEPORT-MCMORAN INC CL B | Stock | 316K | 6K | – |
| INVESCO S&P MIDCAP QUALITY ETF | ETF | 970 | 10 | – |
| ISHARES 0-3 MONTH TREASURY BOND ETF | ETF | 41K | 404 | – |
| QUANTA SVCS INC COM | Stock | 17K | 65 | – |
| ISHARES SELECT DIVIDEND ETF | ETF | 123K | 1K | – |
| ENTERGY CORP NEW COM | Stock | 10K | 90 | – |
| EVERSOURCE ENERGY COM | Stock | 4K | 78 | – |
| MARATHON PETE CORP COM | Stock | 63K | 365 | – |
| FIRST TRUST CLOUD COMPUTING ETF | ETF | 35K | 362 | – |
| VANGUARD SMALL CAP VALUE ETF | ETF | 3K | 18 | – |
| PALANTIR TECHNOLOGIES INC CL A | Stock | 63K | 3K | – |
| INVESCO NASDAQ 100 ETF | ETF | 122K | 618 | – |
| REGENERON PHARMACEUTICALS COM | Stock | 23K | 22 | – |
| PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND | ETF | 2K | 20 | – |
| VANGUARD MID-CAP GROWTH ETF | ETF | 130K | 568 | – |
| STELLANTIS N.V SHS | Stock | 0 | 0 | – |
| ALTUS POWER INC COM CL A | Stock | 39K | 10K | – |
| VISA INC COM CL A | Stock | 79K | 300 | – |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | ETF | 4K | 60 | – |
| XOMETRY INC CLASS A COM | Stock | 7K | 600 | – |
| HERSHEY CO COM | Stock | 40K | 220 | – |
| PHILLIPS EDISON & CO INC COMMON STOCK | REIT | 29K | 900 | – |
| ISHARES MSCI USA MIN VOL FACTOR ETF | ETF | 12K | 143 | – |
| ISHARES MSCI INDIA ETF | ETF | 7M | 133K | – |
| VANGUARD VALUE ETF | ETF | 397K | 2K | – |
| VANGUARD GROWTH ETF | ETF | 458K | 1K | – |
| SPDR BLOOMBERG SHORT TERM HIGH YIELD BOND ETF | ETF | 350 | 14 | – |
| ISHARES U.S. TREASURY BOND ETF | ETF | 68 | 3 | – |
| CHENIERE ENERGY INC COM NEW | Stock | 6M | 37K | – |
| DOORDASH INC CL A | Stock | 71K | 650 | – |
| SPROUTS FMRS MKT INC COM | Stock | 21K | 247 | – |
| META PLATFORMS INC CL A | Stock | 48K | 96 | – |
| GLOBAL X MLP ETF | ETF | 56K | 1K | – |
| ASML HOLDING N V N Y REGISTRY SHS | ADR | 66K | 65 | – |
| PALO ALTO NETWORKS INC COM | Stock | 20K | 60 | – |
| FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND | ETF | 6M | 31K | – |
| INVESCO S&P 500 EQUAL WEIGHT CONSUMER DISCRETIONARY ETF | ETF | 336 | 7 | – |
| BUILDERS FIRSTSOURCE INC COM | Stock | 33K | 239 | – |
| BROADCOM INC COM | Stock | 95K | 59 | – |
| WORKDAY INC CL A | Stock | 61K | 275 | – |
| METLIFE INC COM | Stock | 15K | 220 | – |
| INVESCO FTSE RAFI US 1500 SMALL-MID ETF | ETF | 0 | 0 | – |
| KINDER MORGAN INC DEL COM | Stock | 82K | 4K | – |
| ACCENTURE PLC IRELAND SHS CLASS A | Stock | 56K | 185 | – |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | Stock | 468 | 6 | – |
| ISHARES U.S. MEDICAL DEVICES ETF | ETF | 10M | 186K | – |
| NVIDIA CORPORATION COM | Stock | 6M | 51K | – |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 10K | 200 | – |
| EOG RES INC COM | Stock | 5M | 44K | – |
| WHEATON PRECIOUS METALS CORP COM | Stock | 60K | 1K | – |
| ABBVIE INC COM | Stock | 156K | 909 | – |
| S&P GLOBAL INC COM | Stock | 11K | 25 | – |
| SPDR S&P BIOTECH ETF | ETF | 10M | 106K | – |
| MANULIFE FINL CORP COM | Stock | 28K | 1K | – |
| TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | ADR | 28K | 162 | – |
| INVESCO S&P 500 QUALITY ETF | ETF | 116K | 2K | – |
| STRYKER CORPORATION COM | Stock | 51K | 150 | – |
| QUALCOMM INC COM | Stock | 12K | 61 | – |
| GENERAL DYNAMICS CORP COM | Stock | 46K | 160 | – |
| MCDONALDS CORP COM | Stock | 62K | 245 | – |
| GLOBAL X URANIUM ETF | ETF | 4M | 148K | – |
| INTERCONTINENTAL EXCHANGE INC COM | Stock | 62K | 450 | – |
| CISCO SYS INC COM | Stock | 0 | 0 | – |
| ISHARES RUSSELL MIDCAP ETF | ETF | 144K | 2K | – |
| ADVANCED MICRO DEVICES INC COM | Stock | 897K | 6K | – |
| FIRST TRUST SENIOR LOAN FUND | ETF | 320 | 7 | – |
| AT&T INC COM | Stock | 22K | 1K | – |
| ENERGY SELECT SECTOR SPDR FUND | ETF | 594K | 7K | – |
| SOLVENTUM CORP COM SHS | Stock | 1K | 25 | – |
| GE VERNOVA INC COM | Stock | 686 | 4 | – |
| GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF | ETF | 100K | 2K | – |
| ISHARES BIOTECHNOLOGY ETF | ETF | 11K | 81 | – |
| GE AEROSPACE COM NEW | Stock | 3K | 19 | – |
| ISHARES MSCI USA QUALITY FACTOR ETF | ETF | 75K | 439 | – |
| CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 182 | 1 | – |
| EXPEDIA GROUP INC COM NEW | Stock | 169K | 1K | – |
| ISHARES SEMICONDUCTOR ETF | ETF | 1K | 6 | – |
| ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF | ETF | 13K | 155 | – |
| INVESCO S&P ULTRA DIVIDEND REVENUE ETF | ETF | 0 | 0 | – |
| ISHARES CORE S&P 500 ETF | ETF | 327K | 598 | – |
| ONEOK INC NEW COM | Stock | 131K | 2K | – |
| ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF | ETF | 6K | 140 | – |
| CINTAS CORP COM | Stock | 25K | 35 | – |
| ISHARES PREFERRED & INCOME SECURITIES ETF | ETF | 236K | 7K | – |
| SALESFORCE INC COM | Stock | 76K | 295 | – |
| SPDR EURO STOXX 50 ETF | ETF | 3K | 60 | – |
| THERMO FISHER SCIENTIFIC INC COM | Stock | 66K | 120 | – |
| LOCKHEED MARTIN CORP COM | Stock | 6M | 13K | – |
| JPMORGAN CHASE & CO. COM | Stock | 295K | 1K | – |
| HARTFORD FINL SVCS GROUP INC COM | Stock | 6K | 60 | – |
| SPDR PORTFOLIO EMERGING MARKETS ETF | ETF | 18K | 468 | – |
| CHEVRON CORP NEW COM | Stock | 9K | 56 | – |
| KRATOS DEFENSE & SEC SOLUTIONS COM NEW | Stock | 391K | 20K | – |
| BANK AMERICA CORP COM | Stock | 4K | 105 | – |
| FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND | ETF | 167 | 7 | – |
| ISHARES MORTGAGE REAL ESTATE ETF | ETF | 25K | 1K | – |
| SPDR S&P DIVIDEND ETF | ETF | 40K | 318 | – |
| SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | ETF | 3K | 49 | – |
| WALMART INC COM | Stock | 137K | 2K | – |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 29K | 165 | – |
| ORACLE CORP COM | Stock | 6M | 43K | – |
| TARGET CORP COM | Stock | 25K | 167 | – |
| ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | ETF | 36K | 338 | – |
| 3M CO COM | Stock | 10K | 100 | – |
| ALPHABET INC CAP STK CL C | Stock | 11M | 57K | – |
| AMERICAN EXPRESS CO COM | Stock | 69K | 300 | – |
| AMGEN INC COM | Stock | 59K | 190 | – |
| FIRST TRUST DOW JONES INTERNET INDEX FUND | ETF | 23K | 111 | – |
| TRANSDIGM GROUP INC COM | Stock | 89K | 70 | – |
| WILLIAMS COS INC COM | Stock | 6M | 140K | – |
| ISHARES CORE U.S. AGGREGATE BOND ETF | ETF | 4K | 42 | – |
| ISHARES 20 YEAR TREASURY BOND ETF | ETF | 146K | 2K | – |
| ISHARES CORE DIVIDEND GROWTH ETF | ETF | 13K | 220 | – |
| EATON CORP | Stock | 6M | 18K | – |
| B & G FOODS INC NEW COM | Stock | 55K | 7K | – |
| CITIZENS FINL GROUP INC COM | Stock | 6K | 180 | – |
| CYBERARK SOFTWARE LTD SHS | Stock | 6M | 23K | – |
| WISDOMTREE INDIA EARNINGS FUND | ETF | 29K | 598 | – |
| INVESCO INDIA ETF | ETF | 205 | 7 | – |
| ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF | ETF | 50 | 1 | – |
| SPDR PORTFOLIO S&P 500 GROWTH ETF | ETF | 63K | 791 | – |
| SPDR PORTFOLIO S&P 500 VALUE ETF | ETF | 60K | 1K | – |
| PARKER-HANNIFIN CORP COM | Stock | 13K | 25 | – |
| INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF | ETF | 143K | 4K | – |
| ROPER TECHNOLOGIES INC COM | Stock | 14K | 25 | – |
| VANGUARD MEGA CAP GROWTH ETF | ETF | 314 | 1 | – |
| SHAKE SHACK INC CL A | Stock | 23K | 250 | – |
| ISHARES RUSSELL 3000 ETF | ETF | 47K | 151 | – |
| ALTRIA GROUP INC COM | Stock | 12K | 265 | – |
| DOMINION ENERGY INC COM | Stock | 68K | 1K | – |
| CITIGROUP INC COM NEW | Stock | 9K | 135 | – |
| SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF | ETF | 42K | 1K | – |
| FIRST TRUST NATURAL GAS ETF | ETF | 21K | 785 | – |
| CADENCE DESIGN SYSTEM INC COM | Stock | 22K | 71 | – |
| EXXON MOBIL CORP COM | Stock | 65K | 565 | – |
| UNITEDHEALTH GROUP INC COM | Stock | 108K | 212 | – |
| VANGUARD MEGA CAP VALUE ETF | ETF | 237 | 2 | – |
| TRAVELERS COMPANIES INC COM | Stock | 31K | 150 | – |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | ETF | 29K | 605 | – |
| UTILITIES SELECT SECTOR SPDR FUND | ETF | 216K | 3K | – |
| GRAYSCALE BITCOIN TRUST | ETF | 21K | 400 | – |
| NOVO-NORDISK A S ADR | ADR | 65K | 457 | – |
| SCHWAB CHARLES CORP COM | Stock | 303K | 4K | – |
| SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | ETF | 41K | 1K | – |
| ISHARES CORE S&P MID-CAP ETF | ETF | 39K | 665 | – |
| ISHARES GLOBAL CLEAN ENERGY ETF | ETF | 41K | 3K | – |
| ISHARES MSCI EAFE ETF | ETF | 3K | 41 | – |
| APPLE INC COM | Stock | 4M | 19K | – |
| ABBOTT LABS COM | Stock | 31K | 300 | – |
| FIDELITY NASDAQ COMPOSITE INDEX ETF | ETF | 19K | 272 | – |
| SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | ETF | 2M | 26K | – |
| MARSH & MCLENNAN COS INC COM | Stock | 11K | 52 | – |