AEGON REAL ASSETS US
AEGON USA REALTY ADVISORS, LLC Legal Name
Adviser information for AEGON REAL ASSETS US last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Iowa, United States |
Employees
| Total Number of Employees | 170 |
|---|---|
| Investment Advisory/Research | 42 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $1.9B |
| Non-Discretionary | 20 | $41.6M |
| Total | 33 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 28 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $492.6M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesREFER TO SCHEDULE D MISC |
| Other Business Activities | Real estate broker, dealer, or agent |
Identifiers
| SEC RIA File Number | 801-110854 |
|---|---|
| SEC ERA File Number | 801-110854 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286438 |
| Legal Entity Identifier | 54930021S1WCKH88L448 |
Principal Office
6300 C STREET SWCEDAR RAPIDS
IA
United States
Monday - Friday, 8:00 A.M. - 4:30 P.M.
Tel: 319-355-5408, Fax: None
Chief Compliance Officer
ALINA SAYRE
222 W. ADAMS STREET
SUITE 2050
CHICAGO
IL
United States
Tel:
312-800-6883
A**********@**********M
(Full email address available in API data)
Regulatory Contact
HANNAH SCHAEFER
SENIOR COMPLIANCE MANAGER
6300 C STREET SW
CEDAR RAPIDS
IA
United States
Tel:
319-355-5408
H********@**********M
(Full email address available in API data)
Industry Affiliates
| AEGON ASSET MANAGEMENT PAN-EUROPE BV | Other investment adviser, including financial planners |
| AEGON ASSET MANAGEMENT US | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AEGON INVESTMENT MANAGEMENT B.V. | Other investment adviser, including financial planners |
| GARNET COMMUNITY INVESTMENTS XL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GARNET COMMUNITY INVESTMENTS XXV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GARNET COMMUNITY INVESTMENTS XXVII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GARNET COMMUNITY INVESTMENTS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRANSAMERICA CASUALTY INSURANCE COMPANY | Insurance company or agency |
| TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY | Insurance company or agency |
| TRANSAMERICA LIFE INSURANCE COMPANY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GARNET LIHTC FUND XL, LLC | Real Estate Fund | $11.6M | $1.0M | 2 |
| GARNET LIHTC FUND XXV, LLC | Real Estate Fund | $9.3M | $1.0M | 2 |
| GARNET LIHTC FUND XXVII, LLC | Real Estate Fund | $10.1M | $1.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AEGON USA ASSET MANAGEMENT HOLDING, LLC | Domestic Entity | – | MEMBER | 10/2009 | > 75% |
| AEGON LTD. | Foreign Entity | AEGON INTERNATIONAL B.V. | OWNER | 12/2007 | > 75% |
| AEGON INTERNATIONAL B.V. | Foreign Entity | TRANSAMERICA CORPORATION | OWNER | 12/2007 | > 75% |
| TRANSAMERICA CORPORATION | Domestic Entity | AEGON INTERNATIONAL B.V. | OWNER | 12/2004 | > 75% |
| AUSA HOLDING, LLC | Domestic Entity | AEGON USA ASSET MANAGEMENT HOLDING, LLC | OWNER | 10/2009 | > 75% |
| THOMPSON, CHRISTOPHER, C | Individual | – | CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER | 06/2019 | < 5% |
| OSTERHAUS, LARA, ANN | Individual | – | ELECTED MANAGER AND PRESIDENT | 03/2021 | < 5% |
| OSTERHAUS, LARA, ANN | Individual | AEGON USA ASSET MANAGEMENT HOLDING, LLC | ELECTED MANAGER AND PRESIDENT | 03/2021 | |
| SAYRE, ALINA | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |
| THOMPSON, CHRISTOPHER, C | Individual | AEGON USA ASSET MANAGEMENT HOLDING, LLC | ELECTED MANAGER | 06/2019 |