Hedge Fund Database

ADAMS WEALTH ADVISORS

ADAMS WEALTH MANAGEMENT LLC Legal Name

Adviser information for ADAMS WEALTH ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 25
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,707 $603.5M
Non-Discretionary 0 $0
Total 1,707 $603.5M

Clients

Type Number RAUM
Individuals 492 $117.5M
HNW Individuals 149 $276.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 7 $122.5M
Pension and profit sharing plans 21 $42.3M
Charitable organizations <5 $4.9M
State or municipal gov entities 0 $0
Other investment advisers <5 $2.9M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 11 $37.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsEducational seminars/workshops
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisorInsurance broker or agent

Identifiers

SEC RIA File Number 801-110862
SEC ERA File Number 801-110862
SEC CIK Numbers None
SEC CRD Numbers 286087
Legal Entity Identifier None

Principal Office

701 S MAIN
SUITE #400
LOGAN
UT
United States
Monday - Friday, 9:00 A.M. - 4:30 P.M
Tel: (435)752-1702, Fax: (435)214-4461

Websites

www.facebook.com/aimventuracapital www.aimventura.com www.linkedin.com/company/adams-wealth-advisors/ www.instagram.com/aimventuracapital/ app.adamswealthadvisors.com/ www.adamswealthadvisors.com www.linkedin.com/company/aimventuracapital/about/ twitter.com/aim_ventura www.facebook.com/adams-wealth-advisors-167140776750042/ twitter.com/adamsadvisors

Chief Compliance Officer

DYLAN NIELSON
701 S MAIN
SUITE #400
LOGAN
UT
United States
Tel: 435-752-1702
Fax: 435-214-4461
(Full email address available in API data)

Regulatory Contact

STEVEN CRAIG ADAMS
MANAGING DIRECTOR
701 S MAIN
SUITE #400
LOGAN
UT
United States
Tel: 435-752-1702
Fax: 435-214-4461
(Full email address available in API data)

Industry Affiliates

AIM DEFINED INVESTMENT FUND GP LLC Sponsor, GP, manager of pooled investment vehicles
AIM OPPORTUNITY ZONE FUND VII GP, LLC Sponsor, GP, manager of pooled investment vehicles
AIM VENTURA CAPITAL FUND MANAGEMENT LLC Sponsor, GP, manager of pooled investment vehicles
CACHETECH Other investment adviser, including financial planners
FAIRWAY FUND GP LLC Sponsor, GP, manager of pooled investment vehicles
JONES SIMKINS Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AIM DEFINED INVESTMENT FUND, LLC Hedge Fund $46.2M $0.3M 65
AIM OPPORTUNITY ZONE FUND VII LLC Real Estate Fund $3.7M $1.0M 5
AIM REAL ASSET OPPORTUNITIES FUND, LLC Real Estate Fund $5.4M $0.3M 44
AIM VENTURA CAPITAL FUND, LLC Venture Capital Fund $31.5M $0.3M 95
AIM VENTURA CO-INVEST I FUND, LLC CLASS - C1 Venture Capital Fund $0.5M $0.1M 9
AIM VENTURA CO-INVEST I FUND, LLC CLASS - G1 Venture Capital Fund $5.4M $0.1M 49
AIM VENTURA CO-INVEST I FUND, LLC CLASS - G2 Venture Capital Fund $2.8M $0.1M 12
AIM VENTURA CO-INVEST I FUND, LLC CLASS - H1 Venture Capital Fund $0.4M $0.1M 66
AIM VENTURA CO-INVEST I FUND, LLC CLASS - H2 Venture Capital Fund $0.1M $0.1M 6
AIM VENTURA CO-INVEST II FUND, LLC CLASS - C1 Venture Capital Fund $0.2M $0.1M 2
AIM VENTURA CO-INVEST II FUND, LLC CLASS - G2 Venture Capital Fund $3.6M $0.1M 13
AIM VENTURA CO-INVEST II FUND, LLC CLASS - H2 Venture Capital Fund $0.0M $0.1M 2
FAIRWAY INVESTMENT FUND Hedge Fund $20.2M $1.0M 20

Control Persons

Name Type Entity Title Since Ownership
ADAMS, STEVEN, CRAIG Individual – MANAGING PARTNER 11/2016 < 5%
Nielson, Dylan, Jonathan Individual – CHIEF COMPLIANCE OFFICER 12/2017 < 5%
CROSBIE, RILEY, STEVENS Individual – PRESIDENT 10/2022 < 5%
MURPHY, PATRICK, CORMAC Individual – CHIEF INVESTMENT OFFICER 04/2020 < 5%
PMLL, LLC Domestic Entity – LIMITED LIABILITY COMPANY 03/2023 5-10%
RILEY S. CROSBIE ADVISORY, LLC Domestic Entity – LIMITED LIABILITY COMPANY 03/2023 10-25%
CROSBIE, RILEY, STEVENS Individual RILEY S. CROSBIE ADVISORY, LLC MEMBER 03/2023 > 75%
INSPIRE WEALTH ADVISORS, LLC Domestic Entity – LIMITED LIABILITY COMPANY 03/2023 > 75%
MURPHY, PATRICK, CORMAC Individual PMLL, LLC MEMBER 03/2023 > 75%
ADAMS, STEVEN, CRAIG Individual INSPIRE WEALTH ADVISORS, LLC MEMBER 03/2023 > 75%

No. Employees, Historic

30150201920202021202220232024202513 on 4/11/201913 on 4/12/201913 on 4/22/201913 on 4/22/201913 on 4/25/201913 on 5/1/201912 on 7/2/201912 on 9/27/201912 on 10/15/201912 on 12/4/201910 on 1/23/202010 on 3/6/202014 on 4/17/202014 on 6/23/202014 on 7/20/202014 on 10/6/202016 on 10/14/202018 on 3/23/202118 on 4/30/202118 on 5/6/202118 on 6/4/202118 on 6/18/202118 on 10/21/202118 on 1/18/202218 on 1/20/202218 on 2/7/202220 on 3/28/202220 on 3/29/202220 on 3/31/202220 on 4/29/202220 on 6/30/202220 on 7/1/202220 on 7/22/202220 on 8/3/202220 on 8/9/202220 on 10/3/202220 on 10/5/202220 on 10/27/202220 on 12/16/202220 on 1/3/202320 on 1/25/202324 on 3/28/202324 on 4/21/202324 on 4/29/202324 on 5/9/202324 on 5/9/202324 on 6/12/202324 on 6/30/202324 on 9/6/202324 on 10/3/202324 on 11/9/202324 on 12/4/202325 on 3/23/202425 on 3/28/2024

RAUM, Historic

700M350M02019202020212022202320242025200741643 on 4/11/2019200741643 on 4/12/2019200741643 on 4/22/2019200741643 on 4/22/2019200741643 on 4/25/2019200741643 on 5/1/2019200741643 on 7/2/2019245363933 on 9/27/2019245363933 on 10/15/2019245363933 on 12/4/2019245363933 on 1/23/2020245363933 on 3/6/2020280090662 on 4/17/2020280090662 on 6/23/2020280090662 on 7/20/2020280090662 on 10/6/2020280090662 on 10/14/2020322045162 on 3/23/2021322045162 on 4/30/2021322045162 on 5/6/2021322045162 on 6/4/2021322045162 on 6/18/2021322045162 on 10/21/2021322045162 on 1/18/2022322045162 on 1/20/2022322045162 on 2/7/2022473261221 on 3/28/2022473261221 on 3/29/2022473261221 on 3/31/2022473261221 on 4/29/2022473261221 on 6/30/2022473261221 on 7/1/2022473261221 on 7/22/2022473261221 on 8/3/2022473261221 on 8/9/2022473261221 on 10/3/2022473261221 on 10/5/2022473261221 on 10/27/2022473261221 on 12/16/2022473261221 on 1/3/2023473261221 on 1/25/2023443771302 on 3/28/2023443771302 on 4/21/2023443771302 on 4/29/2023443771302 on 5/9/2023443771302 on 5/9/2023443771302 on 6/12/2023443771302 on 6/30/2023443771302 on 9/6/2023443771302 on 10/3/2023443771302 on 11/9/2023443771302 on 12/4/2023603489061 on 3/23/2024603489061 on 3/28/2024

No. Clients, Historic

80040002019202020212022202320242025521 on 4/11/2019521 on 4/12/2019521 on 4/22/2019521 on 4/22/2019521 on 4/25/2019521 on 5/1/2019521 on 7/2/2019451 on 9/27/2019451 on 10/15/2019451 on 12/4/2019451 on 1/23/2020451 on 3/6/2020448 on 4/17/2020448 on 6/23/2020448 on 7/20/2020448 on 10/6/2020448 on 10/14/2020502 on 3/23/2021502 on 4/30/2021502 on 5/6/2021502 on 6/4/2021502 on 6/18/2021502 on 10/21/2021502 on 1/18/2022502 on 1/20/2022502 on 2/7/2022606 on 3/28/2022606 on 3/29/2022606 on 3/31/2022606 on 4/29/2022606 on 6/30/2022606 on 7/1/2022606 on 7/22/2022606 on 8/3/2022606 on 8/9/2022606 on 10/3/2022606 on 10/5/2022606 on 10/27/2022606 on 12/16/2022606 on 1/3/2023606 on 1/25/2023712 on 3/28/2023712 on 4/21/2023712 on 4/29/2023712 on 5/9/2023712 on 5/9/2023712 on 6/12/2023712 on 6/30/2023712 on 9/6/2023712 on 10/3/2023712 on 11/9/2023712 on 12/4/2023685 on 3/23/2024685 on 3/28/2024