MUDDY WATERS CAPITAL LLC
Adviser information for MUDDY WATERS CAPITAL LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $439.7M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $439.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $439.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 56 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-110873 |
|---|---|
| SEC ERA File Number | 801-110873 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281411 |
| Legal Entity Identifier | 549300ESZLPM42KRCN04 |
Principal Office
714 CONGRESS AVENUESUITE 200
AUSTIN
TX
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: (415) 488-3167, Fax: None
Chief Compliance Officer
ANTHONY JEW
GENERAL COUNSEL
714 CONGRESS AVENUE
SUITE 200
AUSTIN
TX
United States
Tel:
(415) 488-3167
A*@*********************M
(Full email address available in API data)
Industry Affiliates
| MWCP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MWCP2 LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MWCP3 LLC | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MUDDY WATERS CAPITAL DOMINO MASTER FUND LP | Hedge Fund | $146.2M | $10.0M | 48 |
| MUDDY WATERS CAPITAL GLOBAL OPPORTUNITIES MASTER FUND LP | Hedge Fund | $250.9M | $10.0M | 44 |
| MWCGOF SPV III LP | Hedge Fund | $19.7M | $0.1M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLOCK, CARSON, CUTLER | Individual | – | CHIEF INVESTMENT OFFICER | 09/2014 | < 5% |
| DEVINSKY, SCOTT, DENNIS | Individual | – | CHIEF FINANCIAL OFFICER, AND CHIEF OPERATING OFFICER | 10/2016 | < 5% |
| JEW, ANTHONY, JUDE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2020 | < 5% |
| PUPPIES & RAINBOWS LLC | Domestic Entity | – | MEMBER | 08/2023 | > 75% |
| BLOCK, CARSON, CUTLER | Individual | PUPPIES & RAINBOWS LLC | MANAGER | 08/2023 | > 75% |