CKC CAPITAL LLC
Adviser information for CKC CAPITAL LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $773.4M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $773.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $590.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 1 | $182.9M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 58 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-110877 |
|---|---|
| SEC ERA File Number | 801-110877 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168967 |
| Legal Entity Identifier | 549300AOSN45VBNP4K62 |
Principal Office
60 EAST 42ND STREETRM 3520
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (212)893-1150, Fax: (212)893-1178
Chief Compliance Officer
JAMES KWOK
CCO
60 EAST 42ND STREET
RM 3520
NEW YORK
NY
United States
Tel:
212-893-7291
Fax:
(212)893-1178
J****@*************M
(Full email address available in API data)
Regulatory Contact
KEVIN BAER
MANAGING MEMBER
60 E. 42ND STREET
RM 3520
NEW YORK
NY
United States
Tel:
(212)893-1153
Fax:
(212)893-1178
C**@*************M
(Full email address available in API data)
Industry Affiliates
| CKC CAPITAL GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROSEDALE ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CKC CREDIT OPPORTUNITY MASTER FUND, LTD. | Hedge Fund | $174.8M | $1.0M | 46 |
| CKC STRATEGIC ADVANTAGE MASTER FUND, LTD | Hedge Fund | $105.3M | $0.3M | 12 |
| ROSEDALE CAPITAL LP | Hedge Fund | $48.2M | $0.3M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAER, JOHN, MASON | Individual | ROSEDALE ASSET MANAGEMENT LP | MANAGING PARTNER | 04/2003 | > 75% |
| BAER, KEVIN, CHARLES | Individual | – | MANAGING MEMBER | 01/2013 | 50-75% |
| YANNEY, CHRISTOPHER | Individual | – | MANAGING MEMBER | 01/2013 | 50-75% |
| ROSEDALE ASSET MANAGEMENT LP | Domestic Entity | – | MANAGING MEMBER | 08/2013 | < 5% |
| GANESAN, SUBRAMANIAN | Individual | – | COO | 03/2013 | < 5% |
| KWOK, JAMES, CHUN | Individual | – | CCO | 03/2019 | < 5% |