REFLOW SERVICES, LLC
Adviser information for REFLOW SERVICES, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $348.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $348.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $348.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
650 CALIFORNIA STREETSUITE 2700
SAN FRANCISCO
CA
United States
Monday - Friday, 6:30 A.M. - 5 P.M.
Tel: (888) 648-0668, Fax: 415-449-3462
Chief Compliance Officer
EVAN THOMAS SMITH
CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER
650 CALIFORNIA STREET
SUITE 2700
SAN FRANCISCO
CA
United States
Tel:
4086039614
Fax:
415-449-3462
E*****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| REFLOW FUND, LLC | Hedge Fund | $348.4M | $0.1M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SUTTON PLACE ASSOCIATES, LLC | Domestic Entity | – | MEMBER | 10/2010 | 25-50% |
| WHITE, WILLIAM, GREGG | Individual | – | MANAGING MEMBER | 12/2010 | 5-10% |
| CHAN, KENNETH, (NMN) | Individual | – | MEMBER | 12/2010 | < 5% |
| GETTY, GORDON, PETER | Individual | SUTTON PLACE ASSOCIATES, LLC | MEMBER | 03/1998 | > 75% |
| FIGURE ASSET MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 02/2018 | 10-25% |
| FIGURE TECHNOLOGIES, INC. | Domestic Entity | FIGURE ASSET MANAGEMENT, LLC | MEMBER | 02/2018 | > 75% |
| CAGNEY, MICHAEL, SCOTT | Individual | – | MEMBER | 01/2018 | 5-10% |
| SMITH, EVAN, THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | 11/2022 | < 5% |
| STATE OF WISCONSIN INVESTMENT BOARD | Domestic Entity | – | MEMBER (NON-VOTING) | 11/2022 | 10-25% |