EARLY MCCLINTIC & MCMILLAN, LLC
Adviser information for EARLY MCCLINTIC & MCMILLAN, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 426 | $304.0M |
| Non-Discretionary | 189 | $200.7M |
| Total | 615 | $504.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 561 | $200.9M |
| HNW Individuals | 48 | $295.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $8.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $443,396 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 23 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-110886 |
|---|---|
| SEC ERA File Number | 801-110886 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288427 |
| Legal Entity Identifier | None |
Principal Office
4800 SUGAR GROVE BLVD.SUITE 100
STAFFORD
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 281-491-5260, Fax: 281-491-5245
Chief Compliance Officer
MARC DEMARCO
CHIEF COMPLIANCE OFFICER
4800 SUGAR GROVE BOULEVARD, #100
STAFFORD
TX
United States
Tel:
281-491-5260
Fax:
281-491-5245
M****@********M
(Full email address available in API data)
Regulatory Contact
DAN T. MCMILLAN
GENERAL PARTNER
4800 SUGAR GROVE BOULEVARD, SUITE 100
STAFFORD
TX
United States
Tel:
281-491-5260
Fax:
281-491-5245
D***@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCMILLAN, DANIEL, THOMAS | Individual | – | MEMBER | 09/1997 | 10-25% |
| MCCLINTIC, SCOTT, DAVID | Individual | – | MEMBER | 09/1997 | 25-50% |
| EARLY, RICHARD, DEAN | Individual | – | MEMBER | 09/1997 | 25-50% |
| MCCLINTIC, IAN, SCOTT | Individual | – | MEMBER | 04/2018 | 10-25% |
| DEMARCO, MARC, PHILLIP | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| HUDDLESTON, DAVID, ALLEN | Individual | – | MEMBER | 10/2021 | 10-25% |