CAPVISOR ASSOCIATES, LLC
Adviser information for CAPVISOR ASSOCIATES, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 26 | $587.5M |
| Total | 26 | $587.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $14.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 22 | $572.6M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsTHIRD PARTY MARKETER STRATEGIC ASSET ALLOCATION; BENCHMARK SELECTION; INVESTMENT PLAN DESIGN |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
211 NIX POINT RDDAWSONVILLE
GA
United States
Monday - Friday, 9-5PM
Tel: 9736656370, Fax: None
Websites
Chief Compliance Officer
SUSAN LEVY
CHIEF COMPLIANCE OFFICER
211 NIX POINT RD
DAWSONVILLE
GA
United States
Tel:
9736656370
S*********@*********************M
(Full email address available in API data)
Regulatory Contact
CARL TERZER
PRINCIPAL
211 NIX POINT ROAD, DAWSONVILLE, GA, 30534
DAWSONVILLE
GA
United States
Tel:
9736656370
C**********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TERZER, CARL, ERIC | Individual | – | MEMBER | 11/2008 | > 75% |
| LEVY, SUSAN, (NMN) | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2009 | 25-50% |