Hedge Fund Database

FINANCIAL STRATEGIES GROUP, INC

Adviser information for FINANCIAL STRATEGIES GROUP, INC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,111 $468.6M
Non-Discretionary 0 $0
Total 3,111 $468.6M

Clients

Type Number RAUM
Individuals 1,216 $436.5M
HNW Individuals 11 $20.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $9.1M
Charitable organizations <5 $2.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1200

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-110898
SEC ERA File Number 801-110898
SEC CIK Numbers 1774343
SEC CRD Numbers 289054
Legal Entity Identifier None

Principal Office

2270 JOLLY OAK ROAD., SUITE 2
OKEMOS
MI
United States
Monday - Friday, 8AM - 5PM
Tel: (800) 804-0420, Fax: None

Websites

www.linkedin.com/company/financial-strategies-group-inc-/ www.fsgmichigan.com www.facebook.com/financialstrategiesgroup/

Chief Compliance Officer

BRITTANY CARTER-CULVER
2270 JOLLY OAK RD., SUITE 2
OKEMOS
MI
United States
Tel: (517) 347-4337
(Full email address available in API data)

Regulatory Contact

DOUG THALHAMMER
CCO DELEGATE
2270 JOLLY OAK RD., SUITE 2
OKEMOS
MI
United States
Tel: 8008040420
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CARTER, BRANDON, ELLIS Individual – PRINCIPAL 08/2017 50-75%
CARTER, BRICE, PATRICK Individual – VICE PRESIDENT & CHIEF INVESTMENT OFFICER 08/2017 25-50%
CULVER, BRITTANY, ANN Individual – CHIEF COMPLIANCE OFFICER 05/2023 < 5%

No. Employees, Historic

3015020202021202220232024202521 on 2/12/202021 on 4/3/202021 on 5/13/202021 on 6/17/202021 on 10/20/202022 on 3/11/202122 on 4/22/202122 on 5/25/202124 on 3/2/202224 on 3/23/202221 on 3/28/202321 on 6/15/202321 on 6/15/202321 on 7/18/202321 on 8/1/202321 on 9/20/202321 on 9/22/202323 on 3/20/2024

RAUM, Historic

500M250M0202020212022202320242025294052958 on 2/12/2020294052958 on 4/3/2020294052958 on 5/13/2020294052958 on 6/17/2020294052958 on 10/20/2020380071427 on 3/11/2021380071427 on 4/22/2021380071427 on 5/25/2021459338024 on 3/2/2022459338024 on 3/23/2022387308751 on 3/28/2023387308751 on 6/15/2023387308751 on 6/15/2023387308751 on 7/18/2023387308751 on 8/1/2023387308751 on 9/20/2023387308751 on 9/22/2023468613399 on 3/20/2024

No. Clients, Historic

2,0001,00002020202120222023202420251101 on 2/12/20201101 on 4/3/20201101 on 5/13/20201101 on 6/17/20201101 on 10/20/20201219 on 3/11/20211219 on 4/22/20211219 on 5/25/20211381 on 3/2/20221381 on 3/23/20221261 on 3/28/20231261 on 6/15/20231261 on 6/15/20231261 on 7/18/20231261 on 8/1/20231261 on 9/20/20231261 on 9/22/20231231 on 3/20/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALLISON TRANSMISSION HLDGS I COM 218K 3K 0
ALPHA METALLURGICAL RESOUR I COM 295K 967 0
ALPHABET INC CAP STK CL A 237K 1K 0
ALPHABET INC CAP STK CL C 9M 48K 0
AMAZON COM INC COM 9M 47K 0
APPLE INC COM 10M 43K 0
ARCH RESOURCES INC CL A 294K 2K 0
BERKLEY W R CORP COM 6M 75K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 8M 20K 0
BJS WHSL CLUB HLDGS INC COM 397K 5K 0
BORGWARNER INC COM 207K 7K 0
BP PLC SPONSORED ADR 313K 9K 0
CAPITAL ONE FINL CORP COM 6M 44K 0
CMS ENERGY CORP COM 217K 4K 0
COCA COLA CO COM 306K 5K 0
CONSOL ENERGY INC NEW COM 503K 5K 0
CSX CORP COM 711K 22K 0
DAVITA INC COM 363K 3K 0
EAGLE MATLS INC COM 208K 979 0
ENACT HLDGS INC COM 296K 10K 0
EXXON MOBIL CORP COM 5M 48K 0
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 728K 14K 0
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 965K 39K 0
GRANITESHARES GOLD TR SHS BEN INT 208K 9K 0
HCA HEALTHCARE INC COM 6M 19K 0
HUNTINGTON BANCSHARES INC COM 246K 19K 0
INTERACTIVE BROKERS GROUP IN COM CL A 310K 2K 0
ISHARES INC CORE MSCI EMKT 418K 8K 0
ISHARES INC JP MORGAN EM ETF 9M 237K 0
ISHARES TR SP SMCP600VL ETF 480K 5K 0
ISHARES TR SHRT NAT MUN ETF 968K 9K 0
ISHARES TR NATIONAL MUN ETF 1M 12K 0
ISHARES TR CORE S&P TTL STK 354K 3K 0
ISHARES TR AGGRES ALLOC ETF 300K 4K 0
ISHARES TR IBOXX HI YD ETF 246K 3K 0
ISHARES TR CORE US AGGBD ET 2M 22K 0
ISHARES TR 0-3 MNTH TREASRY 2M 18K 0
ISHARES TR CORE S&P MCP ETF 3M 53K 0
ISHARES TR IBONDS 24 TRM TS 22M 909K 0
ISHARES TR CORE S&P500 ETF 501K 897 0
ISHARES TR MSCI INTL QUALTY 38M 963K 0
ISHARES TR INTERNATIONAL SL 6M 198K 0
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 532K 11K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 218K 4K 0
JPMORGAN CHASE & CO. COM 7M 33K 0
KINSALE CAP GROUP INC COM 354K 942 0
LOWES COS INC COM 5M 22K 0
MARRIOTT INTL INC NEW CL A 201K 848 0
MCDONALDS CORP COM 499K 2K 0
MEDPACE HLDGS INC COM 225K 547 0
MERCK & CO INC COM 493K 4K 0
META PLATFORMS INC CL A 295K 557 0
MGIC INVT CORP WIS COM 224K 10K 0
MICROSOFT CORP COM 6M 13K 0
NIKE INC CL B 258K 4K 0
NMI HLDGS INC COM 396K 12K 0
NVIDIA CORPORATION COM 530K 4K 0
OAKTREE SPECIALTY LENDING CO COM 347K 19K 0
PACER FDS TR SWAN SOS FD OF 12M 412K 0
PEPSICO INC COM 5M 29K 0
PHOTRONICS INC COM 211K 8K 0
PIMCO ETF TR ENHAN SHRT MA AC 2M 23K 0
PROCTER AND GAMBLE CO COM 5M 31K 0
PROGRESSIVE CORP COM 6M 30K 0
SCHWAB STRATEGIC TR 1 5YR CORP BD 555K 11K 0
SCHWAB STRATEGIC TR FUNDAMENTAL US L 19M 279K 0
SCHWAB STRATEGIC TR US LCAP VA ETF 2M 23K 0
SELECT MED HLDGS CORP COM 312K 9K 0
SELECTIVE INS GROUP INC COM 360K 4K 0
SEMLER SCIENTIFIC INC COM 263K 8K 0
SPDR INDEX SHS FDS S&P EMKTSC ETF 2M 35K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 22M 558K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 328K 9K 0
SPDR S&P 500 ETF TR TR UNIT 385K 692 0
SPDR SER TR PORTFLI TIPS ETF 275K 11K 0
SPDR SER TR NUVEEN BLMBRG SH 895K 19K 0
SPDR SER TR S&P 600 SMCP VAL 12M 159K 0
SPDR SER TR S&P 600 SMCP GRW 6M 70K 0
SPDR SER TR BLOOMBERG EMERGI 455K 23K 0
SPDR SER TR PORTFOLIO AGRGTE 23M 921K 0
SPDR SER TR PORTFOLIO S&P400 18M 365K 0
SPDR SER TR PORTFOLI S&P1500 51M 760K 0
SSGA ACTIVE ETF TR SPDR TR TACTIC 370K 9K 0
TENET HEALTHCARE CORP COM NEW 300K 2K 0
VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 729K 9K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 18K 0
VANGUARD INDEX FDS TOTAL STK MKT 3M 9K 0
VANGUARD INDEX FDS MID CAP ETF 543K 2K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 4M 81K 0
VANGUARD MUN BD FDS TAX EXEMPT BD 989K 20K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 13M 161K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 23K 0
VERIZON COMMUNICATIONS INC COM 7M 171K 0
WALMART INC COM 369K 5K 0
WARRIOR MET COAL INC COM 536K 8K 0
WISDOMTREE TR GLB US QTLY DIV 2M 38K 0