BASIS MANAGEMENT GROUP LLC
Adviser information for BASIS MANAGEMENT GROUP LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 52 |
|---|---|
| Investment Advisory/Research | 40 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | COMMERCIAL REAL ESTATE LENDER AND INVESTOR |
Identifiers
| SEC RIA File Number | 801-110900 |
|---|---|
| SEC ERA File Number | 801-110900 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282518 |
| Legal Entity Identifier | None |
Principal Office
180 MAIDEN LANESUITE 3202
NEW YORK
NY
United States
Monday - Friday, 9AM TO 6PM
Tel: 212-842-5712, Fax: None
Websites
Chief Compliance Officer
RICHARD CADIGAN
MANAGING DIRECTOR
180 MAIDEN LANE
SUITE 3202
NEW YORK
NY
United States
Tel:
212-915-0690
Fax:
917-591-8781
R*******@****************M
(Full email address available in API data)
Regulatory Contact
GRETCHEN HAUGHEY
HUMAN RESOURCES MANAGER
180 MAIDEN LANE
SUITE 3202
NEW YORK
NY
United States
Tel:
212-842-5712
Fax:
917-591-8781
G*******@****************M
(Full email address available in API data)
Industry Affiliates
| BASIS MANAGER I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BIG REAL ESTATE FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BIG REAL ESTATE FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NOBLE VALE FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BIG EQUITY VALUE-ADD FUND, LP | Private Equity Fund | $100.0M | $5.0M | 3 |
| BIG REAL ESTATE FUND I, L.P. | Private Equity Fund | $406.0M | $5.0M | 2 |
| BIG REAL ESTATE FUND II, L.P. | Real Estate Fund | $823.0M | $5.0M | 2 |
| BIG VENTURE 2020 LLC | Private Equity Fund | $100.0M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BASIS INVESTMENT GROUP, LLC | Domestic Entity | – | INVESTOR | 03/2009 | > 75% |
| JONES, TAMMY, KIM | Individual | – | PRESIDENT, CEO | 03/2009 | < 5% |
| SHOYOMBO, ADEKUNLE, JAMMY | Individual | – | CHIEF INVESTMENT OFFICER | 03/2009 | < 5% |
| CADIGAN, RICHARD | Individual | – | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | 03/2009 | < 5% |
| JONES, TAMMY, KIM | Individual | BASIS INVESTMENT GROUP, LLC | MANAGER | 12/2008 | 50-75% |
| BAILEY, PAULETTE | Individual | BASIS REALTY, LLC | MEMBER | 11/2016 | > 75% |
| BASIS REALTY, LLC | Domestic Entity | BASIS INVESTMENT GROUP, LLC | MEMBER | 11/2016 | 25-50% |