BRENDEL FINANCIAL ADVISORS LLC
Adviser information for BRENDEL FINANCIAL ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 704 | $205.6M |
| Non-Discretionary | 5 | $17.9M |
| Total | 709 | $223.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 217 | $60.8M |
| HNW Individuals | 38 | $162.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $256,934 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Principal Office
64 LYME RD.HANOVER
NH
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 603-643-4441, Fax: None
Websites
Chief Compliance Officer
JOHN J. BRENDEL, JR.
PRINCIPAL
64 LYME RD.
HANOVER
NH
United States
Tel:
603-643-4441
J***@*******************M
(Full email address available in API data)
Regulatory Contact
ASHLEIGH SWAYZE
COUNSEL
5 INDEPENDENCE WAY
SUITE 300
PRINCETON
NJ
United States
Tel:
646-395-3900
I***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRENDEL, JOHN, JOSEPH | Individual | – | MANAGING MEMBER, CCO | 06/2017 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 552 | 5K | – |
| ABBOTT LABS | COM | 723 | 7K | – |
| ABBVIE INC | COM | 1K | 7K | – |
| AFLAC INC | COM | 4K | 39K | – |
| AIR PRODS & CHEMS INC | COM | 3K | 12K | – |
| AMAZON COM INC | COM | 2K | 12K | – |
| AMERICAN ELEC PWR CO INC | COM | 332 | 4K | – |
| AMERICAN EXPRESS CO | COM | 3K | 14K | – |
| AMERIPRISE FINL INC | COM | 1K | 3K | – |
| APPLE INC | COM | 3K | 13K | – |
| ARISTA NETWORKS INC | COM | 2K | 6K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 270 | 1K | – |
| AUTOZONE INC | COM | 2K | 616 | – |
| BAR HBR BANKSHARES | COM | 320 | 12K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 204 | 5K | – |
| BROWN & BROWN INC | COM | 3K | 37K | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 3K | 35K | – |
| CARRIER GLOBAL CORPORATION | COM | 968 | 15K | – |
| CATERPILLAR INC | COM | 3K | 9K | – |
| CHEVRON CORP NEW | COM | 1K | 8K | – |
| CHUBB LIMITED | COM | 3K | 13K | – |
| CINCINNATI FINL CORP | COM | 3K | 28K | – |
| CINTAS CORP | COM | 5K | 7K | – |
| CONSOLIDATED EDISON INC | COM | 536 | 6K | – |
| CORTEVA INC | COM | 254 | 5K | – |
| DECKERS OUTDOOR CORP | COM | 2K | 2K | – |
| DOVER CORP | COM | 918 | 5K | – |
| DOW INC | COM | 203 | 4K | – |
| DUPONT DE NEMOURS INC | COM | 209 | 3K | – |
| EA SERIES TRUST | US QUAN MOMENTUM | 680 | 12K | – |
| ELI LILLY & CO | COM | 2K | 2K | – |
| ENBRIDGE INC | COM | 348 | 10K | – |
| EXXON MOBIL CORP | COM | 6K | 50K | – |
| FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 663 | 10K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 309 | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 3K | 78K | – |
| GALLAGHER ARTHUR J & CO | COM | 2K | 8K | – |
| GE AEROSPACE | COM NEW | 2K | 12K | – |
| GLOBAL X FDS | CYBRSCURTY ETF | 712 | 24K | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 654 | 23K | – |
| GRAINGER W W INC | COM | 3K | 3K | – |
| GRANITESHARES GOLD TR | SHS BEN INT | 3K | 150K | – |
| ILLINOIS TOOL WKS INC | COM | 232 | 978 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 422 | 2K | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 4K | 189K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 362 | 2K | – |
| INVESCO QQQ TR | UNIT SER 1 | 793 | 2K | – |
| ISHARES TR | RUS 1000 VAL ETF | 709 | 4K | – |
| ISHARES TR | RUSSELL 2000 ETF | 731 | 4K | – |
| JOHNSON & JOHNSON | COM | 857 | 6K | – |
| JPMORGAN CHASE & CO. | COM | 3K | 13K | – |
| LIMBACH HLDGS INC | COM | 231 | 4K | – |
| LOWES COS INC | COM | 334 | 2K | – |
| MERCK & CO INC | COM | 3K | 25K | – |
| META PLATFORMS INC | CL A | 2K | 4K | – |
| MICROSOFT CORP | COM | 3K | 8K | – |
| NETFLIX INC | COM | 2K | 3K | – |
| NEXTERA ENERGY INC | COM | 4K | 53K | – |
| NVIDIA CORPORATION | COM | 625 | 5K | – |
| OGE ENERGY CORP | COM | 428 | 12K | – |
| ORACLE CORP | COM | 439 | 3K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 250 | 10K | – |
| PEPSICO INC | COM | 444 | 3K | – |
| PFIZER INC | COM | 3K | 107K | – |
| PPG INDS INC | COM | 420 | 3K | – |
| PROCTER AND GAMBLE CO | COM | 742 | 5K | – |
| ROPER TECHNOLOGIES INC | COM | 3K | 6K | – |
| RTX CORPORATION | COM | 369 | 4K | – |
| S&P GLOBAL INC | COM | 4K | 8K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 757 | 9K | – |
| SELECT SECTOR SPDR TR | ENERGY | 775 | 9K | – |
| SHERWIN WILLIAMS CO | COM | 13K | 44K | – |
| SMITH A O CORP | COM | 3K | 40K | – |
| SOUTHERN CO | COM | 240 | 3K | – |
| SPDR GOLD TR | GOLD SHS | 2K | 9K | – |
| SPDR SER TR | BLOOMBERG SHT TE | 3K | 125K | – |
| SPDR SER TR | S&P HOMEBUILD | 736 | 7K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 3K | 74K | – |
| TARGET CORP | COM | 229 | 2K | – |
| TESLA INC | COM | 2K | 12K | – |
| THE CIGNA GROUP | COM | 2K | 6K | – |
| TJX COS INC NEW | COM | 2K | 17K | – |
| URANIUM ENERGY CORP | COM | 87 | 14K | – |
| VANECK ETF TRUST | PREFERRED SECURT | 3K | 170K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 236 | 3K | – |
| VIATRIS INC | COM | 119 | 11K | – |
| WALMART INC | COM | 4K | 58K | – |
| WILLIAMS COS INC | COM | 2K | 52K | – |