SYCALE ADVISORS
SYCALE ADVISORS (NY) LLC Legal Name
Adviser information for SYCALE ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $572.1M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $572.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $562.1M |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $8.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
505 PARK AVENUESUITE 401
NEW YORK
NY
United States
Monday - Friday, 9-5
Tel: 212 421-1184, Fax: 917 591-4812
Chief Compliance Officer
CHARLES KWON
CHIEF FINANCIAL OFFICER
505 PARK AVENUE
SUITE 401
NEW YORK
NY
United States
Tel:
212 421-1184
C****@*********M
(Full email address available in API data)
Regulatory Contact
JARED FRIEDBERG
MANAGER
505 PARK AVENUE
SUITE 401
NEW YORK
NY
United States
Tel:
212 424-1941
Fax:
917 591-4812
J*********@*********M
(Full email address available in API data)
Industry Affiliates
| MERCATOR GP (DE) LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SYCALE GP (DE) LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MERCATOR FUND (CAYMAN INTERMEDIATE) LP | Hedge Fund | $289.3M | $1.0M | 46 |
| MERCATOR FUND (CAYMAN MASTER) L.P. | Hedge Fund | $519.9M | $1.0M | 111 |
| MERCATOR FUND (CAYMAN) LTD. | Hedge Fund | $289.3M | $1.0M | 46 |
| MERCATOR FUND (DE) L.P. | Hedge Fund | $202.8M | $1.0M | 64 |
| SYCALE CAPITAL III (CAYMAN) L.P. | Private Equity Fund | $3.9M | $1.0M | 20 |
| SYCALE CAPITAL III (DE) L.P. | Private Equity Fund | $0.3M | $1.0M | 6 |
| SYCALE CAPITAL IV (CAYMAN) LP | Private Equity Fund | $33.5M | $1.0M | 11 |
| SYCALE CAPITAL IV (DE) LP | Private Equity Fund | $4.4M | $1.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRIEDBERG, JARED, BENSON | Individual | – | MANAGER | 02/2010 | > 75% |
| KWON, CHARLES, S | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AIR TRANS SVCS GROUP INC | NOTE 1.125%10/1 | 5M | – | – |
| ALPHABET INC | CAP STK CL A | 13M | 73K | – |
| BALLYS CORPORATION | COM | 12M | 1M | – |
| BURFORD CAP LTD | ORD SHS | 28M | 2M | – |
| CAE INC | COM | 19M | 1M | – |
| CINEMARK HLDGS INC | COM | 11M | 507K | – |
| EPR PPTYS | COM SH BEN INT | 31M | 746K | – |
| FERGUSON PLC NEW | SHS | 6M | 29K | – |
| FLUTTER ENTMT PLC | SHS | 6M | 34K | – |
| GRINDR INC | COM | 15M | 1M | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 34M | 247K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 53M | 325K | – |
| ISHARES TR | MSCI ACWI ETF | 13M | 119K | – |
| LABCORP HOLDINGS INC | COM SHS | 19M | 93K | – |
| NELNET INC | CL A | 23M | 233K | – |
| TKO GROUP HOLDINGS INC | CL A | 17M | 155K | – |
| UBER TECHNOLOGIES INC | COM | 19M | 255K | – |
| WAYFAIR INC | CL A | 5M | 94K | – |
| WAYFAIR INC | NOTE 1.000% 8/1 | 19M | – | – |