FIVE ELMS CAPITAL
FIVE ELMS CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for FIVE ELMS CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 55 |
|---|---|
| Investment Advisory/Research | 48 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $2.4B |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $2.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 20 | $2.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110914 |
|---|---|
| SEC ERA File Number | 801-110914 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163548 |
| Legal Entity Identifier | None |
Principal Office
4801 MAIN ST.STE. 700
KANSAS CITY
MO
United States
Monday - Friday, 9:00AM - 5:00PM (CT)
Tel: (913) 953-8960, Fax: None
Websites
Chief Compliance Officer
KALIE MCCOLLAUGH
DIRECTOR OF FINANCE
4801 MAIN ST.
STE. 700
KANSAS CITY
MO
United States
Tel:
(913) 735-9833
K****@***********M
(Full email address available in API data)
Regulatory Contact
FRED NATHAN COULSON IV
MANAGING PARTNER
4801 MAIN ST.
STE. 700
KANSAS CITY
MO
United States
Tel:
(816) 200-0402
F*@***********M
(Full email address available in API data)
Industry Affiliates
| FE FOXPOINT DEBT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ELMS CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ELMS EQUITY FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ELMS EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ELMS III APPTEGY CV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ELMS III GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ELMS IV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ELMS V GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ELMS VI GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| FRONTIER FIVE ELMS EQUITY FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPRING INSURANCE SOLUTIONS, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FE FOXPOINT DEBT COINVEST, LP | Private Equity Fund | $0.0M | $0.1M | 8 |
| FE FOXPOINT DEBT, LP | Private Equity Fund | $1.4M | $0.0M | 62 |
| FIVE ELMS COINVEST LP | Private Equity Fund | $1.2M | $0.0M | 14 |
| FIVE ELMS EQUITY FUND I LP | Private Equity Fund | $21.5M | $0.1M | 112 |
| FIVE ELMS EQUITY FUND II LP | Private Equity Fund | $25.7M | $0.0M | 93 |
| FIVE ELMS II COINVEST LP | Private Equity Fund | $1.3M | $0.0M | 23 |
| FIVE ELMS III A, LP | Private Equity Fund | $22.0M | $0.3M | 25 |
| FIVE ELMS III APPTEGY CV, L.P. | Private Equity Fund | $187.5M | $0.0M | 66 |
| FIVE ELMS III B, LP | Private Equity Fund | $107.7M | $0.3M | 39 |
| FIVE ELMS III Q, LP | Private Equity Fund | $64.5M | $0.3M | 72 |
| FIVE ELMS IV A, LP | Private Equity Fund | $20.1M | $1.0M | 59 |
| FIVE ELMS IV B, LP | Private Equity Fund | $176.4M | $1.0M | 41 |
| FIVE ELMS IV Q, LP | Private Equity Fund | $313.7M | $1.0M | 97 |
| FIVE ELMS V A, LP | Private Equity Fund | $66.6M | $3.0M | 58 |
| FIVE ELMS V B, LP | Private Equity Fund | $462.6M | $3.0M | 97 |
| FIVE ELMS V Q, LP | Private Equity Fund | $339.2M | $3.0M | 135 |
| FIVE ELMS VI A, L.P. | Private Equity Fund | $11.2M | $5.0M | 26 |
| FIVE ELMS VI B, L.P. | Private Equity Fund | $302.4M | $5.0M | 80 |
| FIVE ELMS VI Q, L.P. | Private Equity Fund | $244.7M | $5.0M | 109 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCOLLAUGH, KALIE, RENEE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2016 | < 5% |
| FIVE ELMS CAPITAL, LLC | Domestic Entity | – | MANAGING MEMBER | 06/2007 | < 5% |
| COULSON, FREDERICK, NATHAN | Individual | FIVE ELMS CAPITAL, LLC | MANAGING MEMBER | 06/2007 | > 75% |
| COULSON, FREDERICK, NATHAN | Individual | – | FOUNDER AND CEO | 06/2007 | > 75% |
| WITT, JENNIFER, ANN TIMMONS | Individual | – | GENERAL COUNSEL | 02/2023 | < 5% |