CROSSMARK WEALTH MANAGEMENT, LLC
Adviser information for CROSSMARK WEALTH MANAGEMENT, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 643 | $1.0B |
| Non-Discretionary | 0 | $0 |
| Total | 643 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 450 | $231.3M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $105.9M |
| Charitable organizations | 157 | $588.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 19 | $82.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-110915 |
|---|---|
| SEC ERA File Number | 801-110915 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289004 |
| Legal Entity Identifier | None |
Principal Office
15375 MEMORIAL DRIVESUITE 200
HOUSTON
TX
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 713-260-9000, Fax: 713-260-9025
Websites
Chief Compliance Officer
JIM COPPEDGE
CHIEF COMPLIANCE OFFICER
15375 MEMORIAL DRIVE
SUITE 200
HOUSTON
TX
United States
Tel:
713-243-6746
Fax:
713-260-9025
J********@******************M
(Full email address available in API data)
Regulatory Contact
PATRICIA MIMS
COMPLIANCE CONSULTANT
15375 MEMORIAL DRIVE
SUITE 200
HOUSTON
TX
United States
Tel:
713-703-2006
P****@******************M
(Full email address available in API data)
Industry Affiliates
| CROSSMARK DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CROSSMARK GLOBAL INVESTMENTS, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CROSSMARK GLOBAL HOLDINGS, INC. | Domestic Entity | – | PARENT COMPANY | 05/2017 | > 75% |
| STEWARD FINANCIAL HOLDINGS, INC. | Domestic Entity | CROSSMARK GLOBAL HOLDINGS, INC. | SHAREHOLDER | 03/2015 | > 75% |
| COPPEDGE, JIM, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2017 | < 5% |
| WYNANT, SCOTT, HOWARD | Individual | – | MANAGING DIRECTOR | 06/2018 | < 5% |
| ASSEMBLIES OF GOD FINANCIAL SERVICES GROUP DBA AGFINANCIAL | Domestic Entity | STEWARD FINANCIAL HOLDINGS, INC. | SHAREHOLDER | 03/2015 | > 75% |
| DOLL, ROBERT, CHARLES | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2024 | < 5% |