PGP ADVISORS, LLC
Adviser information for PGP ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $143.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $143.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $143.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110917 |
|---|---|
| SEC ERA File Number | 801-110917 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172611 |
| Legal Entity Identifier | None |
Principal Office
131 FOURTH STREET EASTSUITE 215
KETCHUM
ID
United States
Monday - Friday, 9AM-5PM
Tel: 208-928-7922, Fax: None
Websites
Chief Compliance Officer
MARY ELLEN KANOFF
GENERAL COUNSEL
10250 CONSTELLATION BLVD
STE 2230
LOS ANGELES
CA
United States
Tel:
424-281-0700
M******@*******************M
(Full email address available in API data)
Regulatory Contact
MARTIN BRENT STEVENS
MANAGER
131 FOURTH STREET EAST
SUITE 215, P.O. BOX 5239
KETCHUM
ID
United States
Tel:
208-928-7922
B*******@*******************M
(Full email address available in API data)
Industry Affiliates
| PGP MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PGP INVESTORS, LLC | Private Equity Fund | $143.7M | $0.0M | 44 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEVENS LIVING TRUST DATED 12/14/2005 | Domestic Entity | – | MEMBER OF REGISTRANT | 12/2005 | > 75% |
| STEVENS, MARTIN, BRENT | Individual | – | TRUSTEE OF STEVENS LIVING TRUST DATED 12/14/2005 & MANAGER OF REGISTRANT | 12/2005 | > 75% |
| DE FRANK, MARIE, ANNETTE | Individual | – | TRUSTEE OF STEVENS LIVING TRUST DATED 12/14/2005 | 12/2005 | > 75% |
| KANOFF, MARY, ELLEN | Individual | – | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 07/2013 | < 5% |