BROOKLANDS
BROOKLANDS FUND MANAGEMENT LIMITED Legal Name
Adviser information for BROOKLANDS last updated from Form ADV on April 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $160.3M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $160.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $160.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisorLawyer or law firm |
Identifiers
| SEC RIA File Number | 801-110919 |
|---|---|
| SEC ERA File Number | 801-110919 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286221 |
| Legal Entity Identifier | 21380097ZO3W443RVV10 |
Principal Office
4 CAVENDISH SQUARELONDON
United Kingdom
Monday - Friday, 9AM - 6PM
Tel: 44 (0)20 7291 8166, Fax: None
Websites
Chief Compliance Officer
MOHSIN KHAN
MR
4 CAVENDISH SQUARE
LONDON
United Kingdom
Tel:
020 7291 8166
M********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EXEMPLAR GLOBAL FUND | Hedge Fund | $1.2M | $0.1M | 7 |
| HELIX LIQUID MARKETS FUND | Hedge Fund | $28.6M | $1.0M | 2 |
| SEFTON PLACE FUND | Hedge Fund | $104.5M | $1.0M | 34 |
| SGCM GLOBAL FUND LIMITED | Hedge Fund | $16.7M | $0.1M | 16 |
| SGCM GLOBAL FUND LP | Hedge Fund | $1.8M | $0.1M | 1 |
| SGCM GLOBAL MASTER FUND LIMITED | Hedge Fund | $18.5M | $0.1M | 2 |
| UNEARTH CHROME FUND LIMITED | Hedge Fund | $6.9M | $1.0M | 1 |
| UNEARTH CHROME FUND LP | Hedge Fund | $0.5M | $1.0M | 1 |
| UNEARTH CHROME MASTER FUND LIMITED | Hedge Fund | $7.4M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NANUNA HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 05/2016 | 50-75% |
| PYTHEAS HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 05/2016 | 50-75% |
| THIEUX, OLIVIER | Individual | – | DIRECTOR AND SHAREHOLDER | 05/2016 | 25-50% |
| MICHAEL, WILLIAMS | Individual | – | DIRECTOR AND SHAREHOLDER | 05/2016 | 50-75% |
| THIEUX, OLIVIER | Individual | PYTHEAS HOLDINGS LIMITED | SHAREHOLDER | 05/2016 | > 75% |
| MICHAEL, WILLIAMS | Individual | NANUNA HOLDINGS LIMITED | SHAREHOLDER | 05/2016 | > 75% |
| RFIM HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 11/2018 | > 75% |
| LOU PLANTIE HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 11/2018 | > 75% |
| THIEUX, OLIVIER | Individual | LOU PLANTIE HOLDINGS LIMITED | SHAREHOLDER | 11/2018 | > 75% |
| MICHAEL, WILLIAMS | Individual | RFIM HOLDINGS LIMITED | SHAREHOLDER | 11/2018 | > 75% |