Hedge Fund Database

DBA STONE WEALTH MANAGEMENT

STONE ASSET MANAGEMENT, INC. Legal Name

Adviser information for DBA STONE WEALTH MANAGEMENT last updated from Form ADV on March 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 695 $258.8M
Non-Discretionary 50 $10.6M
Total 745 $269.3M

Clients

Type Number RAUM
Individuals 130 $75.0M
HNW Individuals 70 $194.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-110921
SEC ERA File Number 801-110921
SEC CIK Numbers 1904459
SEC CRD Numbers 132202
Legal Entity Identifier None

Principal Office

4210 SPICEWOOD SPRINGS ROAD
BUILDING E
AUSTIN
TX
United States
Monday - Friday, 9:00 TO 5:00
Tel: 512-469-9152, Fax: 512-532-0679

Websites

www.facebook.com/stonewealthatx www.stonewealthatx.com www.linkedin.com/company/stone-asset-management-inc-/?viewasmember=true

Chief Compliance Officer

BRITTANY MCGEHEE
4210 SPICEWOOD SPRINGS ROAD
BUILDING E
AUSTIN
TX
United States
Tel: 512-469-9152
Fax: 512-532-0679
(Full email address available in API data)

Regulatory Contact

MORGAN STONE
PRESIDENT
4210 SPICEWOOD SPRINGS ROAD
BUILDING E
AUSTIN
TX
United States
Tel: 512-469-9152
Fax: 512-591-0155
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
STONE, WILLIAM, MORGAN Individual – PRESIDENT 06/2004 > 75%
MCGEHEE, BRITTANY, ANN Individual – CHIEF COMPLIANCE OFFICER 10/2018 < 5%

No. Employees, Historic

1050202020212022202320245 on 1/14/20205 on 3/23/20205 on 4/29/20205 on 6/25/20205 on 10/19/20205 on 12/8/20205 on 12/8/20206 on 3/23/20216 on 3/24/20216 on 2/11/20226 on 7/27/20226 on 3/21/2023

RAUM, Historic

400M200M020202021202220232024170459181 on 1/14/2020202547779 on 3/23/2020202547779 on 4/29/2020202547779 on 6/25/2020202547779 on 10/19/2020202547779 on 12/8/2020202547779 on 12/8/2020245016043 on 3/23/2021245016043 on 3/24/2021311487389 on 2/11/2022311487389 on 7/27/2022269320228 on 3/21/2023

No. Clients, Historic

300150020202021202220232024167 on 1/14/2020181 on 3/23/2020181 on 4/29/2020181 on 6/25/2020181 on 10/19/2020181 on 12/8/2020181 on 12/8/2020227 on 3/23/2021227 on 3/24/2021200 on 2/11/2022200 on 7/27/2022200 on 3/21/2023

Holdings

From latest 13F, filed April 17th, 2023 for period ending March 31st, 2023
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 308K 3K –
APPLE INC COM 381K 2K –
DIMENSIONAL ETF TRUST US TARGETED VLU 492K 11K –
INVESTMENT MANAGERS SER TR I AXS CHANGE FINAN 241K 8K –
ISHARES TR COHEN STEER REIT 2M 34K –
ISHARES TR CORE S&P MCP ETF 980K 4K –
ISHARES TR CORE S&P500 ETF 1M 3K –
ISHARES TR CORE US AGGBD ET 555K 6K –
ISHARES TR EAFE SML CP ETF 2M 33K –
ISHARES TR ISHS 1-5YR INVS 2M 40K –
ISHARES TR MSCI EAFE ETF 1M 15K –
ISHARES TR MSCI EMG MKT ETF 525K 13K –
ISHARES TR RUS 1000 GRW ETF 5M 19K –
ISHARES TR RUS 1000 VAL ETF 2M 14K –
ISHARES TR RUS 2000 GRW ETF 7M 33K –
ISHARES TR S&P 500 GRWT ETF 223K 3K –
ISHARES TR S&P 500 VAL ETF 5M 30K –
ISHARES TR S&P SML 600 GWT 203K 2K –
ISHARES TR SP SMCP600VL ETF 4M 38K –
MICROSOFT CORP COM 218K 757 –
SPDR S&P 500 ETF TR TR UNIT 245K 598 –
VANGUARD INDEX FDS GROWTH ETF 295K 1K –
VANGUARD INDEX FDS MID CAP ETF 6M 30K –
VANGUARD INDEX FDS REAL ESTATE ETF 304K 4K –
VANGUARD INDEX FDS SM CP VAL ETF 2M 13K –
VANGUARD INDEX FDS SML CP GRW ETF 313K 1K –
VANGUARD INDEX FDS VALUE ETF 338K 2K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 7M 123K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 3M 82K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 535K 5K –
VANGUARD MALVERN FDS STRM INFPROIDX 519K 11K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 701K 9K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 657K 10K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 276K 4K –
VANGUARD WORLD FD MEGA GRWTH IND 6M 27K –