MAY RIVER CAPITAL
MAY RIVER CAPITAL, LLC Legal Name
Adviser information for MAY RIVER CAPITAL last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-110929 |
|---|---|
| SEC ERA File Number | 801-110929 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166007 |
| Legal Entity Identifier | None |
Principal Office
ONE NORTH WACKER DRIVESUITE 1920
CHICAGO
IL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 312-750-1781, Fax: 312-277-9535
Chief Compliance Officer
PATRICK WASSER
CHIEF FINANCIAL OFFICER
ONE NORTH WACKER DRIVE
SUITE 1920
CHICAGO
IL
United States
Tel:
312-763-6445
Fax:
312-277-9535
P******@******************M
(Full email address available in API data)
Regulatory Contact
STEPHEN M. GRIESEMER
PARTNER
ONE NORTH WACKER DRIVE
SUITE 1920
CHICAGO
IL
United States
Tel:
312-750-1781
Fax:
312-277-9535
S*********@******************M
(Full email address available in API data)
Industry Affiliates
| MAY RIVER GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MAY RIVER GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MAY RIVER GP III, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INDUSTRIAL VALVE HOLDINGS, LLC | Private Equity Fund | $0.5M | $0.1M | 10 |
| MAY RIVER CAPITAL FUND I, LP | Private Equity Fund | $226.9M | $1.0M | 57 |
| MAY RIVER CAPITAL FUND II, LP | Private Equity Fund | $296.4M | $1.0M | 55 |
| MAY RIVER CAPITAL FUND III-A, LP | Private Equity Fund | $211.7M | $1.0M | 16 |
| MAY RIVER CAPITAL FUND III, LP | Private Equity Fund | $305.4M | $1.0M | 68 |
| MAY RIVER EXECUTIVE FUND II, LP | Private Equity Fund | $5.0M | $0.1M | 13 |
| MAY RIVER EXECUTIVE FUND III, LP | Private Equity Fund | $9.9M | $0.1M | 31 |
| PACK COMPONENT HOLDINGS, LLC | Private Equity Fund | $0.4M | $0.1M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRACE, CHARLES, BRIGHAM | Individual | – | MANAGER, FOUNDING PARTNER | 02/2012 | < 5% |
| BARLOW, DANIEL, NOBLE | Individual | – | MANAGER, FOUNDING PARTNER | 02/2012 | < 5% |
| GRIESEMER, STEPHEN, MARCEL | Individual | – | MANAGER, FOUNDING PARTNER | 02/2012 | < 5% |
| WASSER, PATRICK, THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 03/2020 | < 5% |
| MAY RIVER CAPITAL LP | Domestic Entity | – | MEMBER | 09/2021 | > 75% |
| MRC MANAGEMENT GP INC. | Domestic Entity | MAY RIVER CAPITAL LP | GENERAL PARTNER | 09/2021 | |
| GRACE, CHARLES, BRIGHAM | Individual | MAY RIVER CAPITAL LP | LIMITED PARTNER | 09/2021 | 25-50% |
| BARLOW, DANIEL, NOBLE | Individual | MAY RIVER CAPITAL LP | LIMITED PARTNER | 09/2021 | 25-50% |
| GRIESEMER, STEPHEN, MARCEL | Individual | MAY RIVER CAPITAL LP | LIMITED PARTNER | 09/2021 | 25-50% |
| GRACE, CHARLES, BRIGHAM | Individual | MRC MANAGEMENT GP INC. | SHAREHOLDER | 09/2021 | 25-50% |
| BARLOW, DANIEL, NOBLE | Individual | MRC MANAGEMENT GP INC. | SHAREHOLDER | 09/2021 | 25-50% |
| GRIESEMER, STEPHEN, MARCEL | Individual | MRC MANAGEMENT GP INC. | SHAREHOLDER | 09/2021 | 25-50% |