SEMMAX FINANCIAL ADVISORS, INC.
Adviser information for SEMMAX FINANCIAL ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,015 | $333.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2,015 | $333.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 763 | $153.0M |
| HNW Individuals | 117 | $180.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshopsFINANCIAL REVIEWS/CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-110932 |
|---|---|
| SEC ERA File Number | 801-110932 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144978 |
| Legal Entity Identifier | None |
Principal Office
1447 TRADE MART BLVDWINSTON-SALEM
NC
United States
Monday - Friday, 9:00 - 5:00
Tel: 336-856-0080, Fax: 336-856-0071
Websites
gruposemmax.com/
taxfreebooklet.com/
www.facebook.com/semmaxfinancialgroup/
socialsecuritybooklet.com/
semmaxradio.com
semmaxbook.com
semmaxplan.com
hiddenfeesbooklet.com
myfreebooklet.com/
jaytyner.com
www.youtube.com/channel/ucr7kb4mjgavkye_pp95zg1g
semmaxreview.com
northcarolinasfinancialplanner.com
quieroretirarmidinero.com/
www.linkedin.com/company/semmax-financial-group/about/
www.instagram.com/semmaxfinancialgroup/
hiddenfeebooklet.com
yourfreeretirementreview.com/
semmax.com/
myfreeretirementaudit.com/
freeretirementaudit.com/
Chief Compliance Officer
JONATHAN SHORT
1447 TRADE MART BLVD
WINSTON-SALEM
NC
United States
Tel:
(336) 856-0080
Fax:
336-856-0071
J**@*********M
(Full email address available in API data)
Industry Affiliates
| SEMMAX INC. | Insurance company or agency |
| SEMMAX TAX, INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TYNER, JOHN, ELLIS | Individual | – | PRESIDENT | 08/2007 | > 75% |
| SHORT, JONATHAN, PHILIP | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |