LAW FINANCE GROUP MANAGEMENT COMPANY
Adviser information for LAW FINANCE GROUP MANAGEMENT COMPANY last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $66.9M |
| Non-Discretionary | 1 | $38.5M |
| Total | 6 | $105.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $105.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110940 |
|---|---|
| SEC ERA File Number | 801-110940 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174079 |
| Legal Entity Identifier | None |
Principal Office
1615 SOUTH CONGRESS AVESUITE 103
DELRAY BEACH
FL
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 415-446-2300, Fax: None
Chief Compliance Officer
JOSEPH J. SCAVETTI JR.
3 CANAL PLAZA
3RD FLOOR
PORTLAND
ME
United States
Tel:
484-588-2116
J**************@************M
(Full email address available in API data)
Regulatory Contact
STEPHANIE BOONE
GENERAL COUNSEL
591 REDWOOD HIGHWAY, SUITE 1200
MILL VALLEY
CA
United States
Tel:
415-446-2322
Fax:
415-446-2301
S*****@*************M
(Full email address available in API data)
Industry Affiliates
| LAW FINANCE GROUP HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LAW FINANCE GROUP FUND III, A SERIES OF LFG SPECIAL INVESTOR GROUP, LLC | Private Equity Fund | $3.1M | $0.3M | 80 |
| LAW FINANCE GROUP FUND IV LP | Private Equity Fund | $6.2M | $0.0M | 15 |
| LAW FINANCE GROUP FUND IV LP (PARALLEL) | Private Equity Fund | $35.5M | $0.0M | 49 |
| LFG HVS SPV, LP | Private Equity Fund | $22.1M | $0.0M | 2 |
| LFG SPECIAL INVESTOR GROUP, LLC - SERIES 2013A | Private Equity Fund | $0.0M | $0.3M | 41 |
| TSO LFG ASSET HOLDCO LLLP | Private Equity Fund | $38.5M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAW FINANCE GROUP, INC. | Domestic Entity | – | SOLE SHAREHOLDER | 06/2021 | > 75% |
| MCCAFFREY, KEVIN, JOHNSON | Individual | – | CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD OF DIRECTORS | 02/2020 | < 5% |
| CARPENTER, MICHAEL, ALAN | Individual | – | CHAIRMAN AND MEMBER OF THE BOARD OF DIRECTORS | 07/2021 | < 5% |
| ANTELME, ROBERT, MATHIEU | Individual | – | CHIEF FINANCIAL OFFICER | 10/2013 | < 5% |
| SCAVETTI, JOSEPH, JULIAN | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |
| BOONE, STEPHANIE, SCHRANDT | Individual | – | GENERAL COUNSEL | 09/2022 | < 5% |