HARRISON FIDUCIARY GROUP
HARRISON FIDUCIARY GROUP LLC Legal Name
Adviser information for HARRISON FIDUCIARY GROUP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $623.8M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $623.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $623.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPension consulting servicesFIDUCIARY TO ERISA QUALIFIED PLANS |
|---|---|
| Compensation | Fixed fees |
| Other Business Activities | FIDUCIARY SERVICES FOR ERISA QUALIFIED ACCOUNTS |
Identifiers
| SEC RIA File Number | 801-110949 |
|---|---|
| SEC ERA File Number | 801-110949 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155845 |
| Legal Entity Identifier | None |
Principal Office
45 ROCKEFELLER PLAZASUITE 2000
NEW YORK
NY
United States
REMOTE, 9:00A.M.-5:00P.M.
Tel: 212-537-4722, Fax: None
Websites
Chief Compliance Officer
MITCHELL SHAMES
MANAGING DIRECTOR
45 ROCKEFELLER PLAZA
SUITE 2000
NEW YORK
NY
United States
Tel:
6212-537-4722
M******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHAMES, MITCHELL, HARRISON | Individual | – | TRUSTEE | 12/2012 | > 75% |
| SHAMES, MITCHELL, HARRISON | Individual | – | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | 09/2010 | > 75% |
| THE SHAMES FAMILY INVESETMENT TRUST OF 2012 | Domestic Entity | – | MEMBER | 12/2017 | 10-25% |