SUMMIT WEALTH MANAGEMENT GROUP, INC.
Adviser information for SUMMIT WEALTH MANAGEMENT GROUP, INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 470 | $154.9M |
| Non-Discretionary | 0 | $0 |
| Total | 470 | $154.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 139 | $31.3M |
| HNW Individuals | 137 | $121.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.3M |
| Charitable organizations | <5 | $316,662 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $276,860 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 62.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SUMMIT WEALTH WRAP PROGRAM | SUMMIT WEALTH MANAGEMENT GROUP, INC. |
Identifiers
| SEC RIA File Number | 801-110950 |
|---|---|
| SEC ERA File Number | 801-110950 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170029 |
| Legal Entity Identifier | None |
Principal Office
400 CAMARILLO RANCH ROADSUITE 202
CAMARILLO
CA
United States
8:30 - 3:00 PM FRIDAY, 8:30 AM - 5:00PM MONDAY - THURSDAY
Tel: 805-384-1186, Fax: 805-384-1048
Chief Compliance Officer
CHRISTINA ZINS
CHIEF COMPLIANCE OFFICER
400 CAMARILLO RANCH ROAD
SUITE 202
CAMARILLO
CA
United States
Tel:
805-384-1186
Fax:
805-384-1048
C*****@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZINS, GERALD, JOSEPH | Individual | – | PRESIDENT | 01/2014 | 25-50% |
| ZINS, CHRISTINA, Faye | Individual | – | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/2024 | 50-75% |