CHANGE FINANCE
CHANGE FINANCE, P.B.C. Legal Name
Adviser information for CHANGE FINANCE last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $132.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $132.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $132.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesMODEL PROVIDER |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-110973 |
|---|---|
| SEC ERA File Number | 801-110973 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287807 |
| Legal Entity Identifier | None |
Principal Office
705 GRAND VIEW DRIVEALEXANDRIA
VA
United States
Monday - Friday, BY APPOINTMENT
Tel: 303-339-0524, Fax: None
Chief Compliance Officer
DORRIT LOWSEN
PRESIDENT, CO-CEO, COO, CCO
705 GRAND VIEW DRIVE
ALEXANDRIA
VA
United States
Tel:
703-994-4168
D*****@*****************M
(Full email address available in API data)
Regulatory Contact
ANDREW RODRIGUEZ
CO-CEO,CIO
20545 NATURES WAY
COLFAX
CA
United States
Tel:
279-600-4333
A*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RODRIGUEZ, ANDREW | Individual | – | CO-CEO; CHIEF INVESTMENT OFFICER | 06/2016 | 10-25% |
| Lowsen, Dorrit, Hannah | Individual | – | CO-CEO, PRESIDENT, COO & CCO | 08/2016 | 10-25% |
| MORTON, DONNA, LEA | Individual | – | OWNER | 06/2016 | 10-25% |
| Lovins, Lillian, Hunter | Individual | – | CHIEF IMPACT OFFICER | 10/2018 | < 5% |