Hedge Fund Database

APEIRON

APEIRON RIA LLC Legal Name

Adviser information for APEIRON last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 10
Licensed Agents of an Insurance Company 9
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,246 $650.0M
Non-Discretionary 7 $45.0M
Total 2,253 $695.0M

Clients

Type Number RAUM
Individuals 577 $210.0M
HNW Individuals 171 $440.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 7 $45.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 15
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 194.0M
Both for Same 269.0M
Portfolio Manager to Program Sponsor
APEIRON WRAP PROGRAM APEIRON

Identifiers

SEC RIA File Number 801-110974
SEC ERA File Number 801-110974
SEC CIK Numbers 1801846
SEC CRD Numbers 289273
Legal Entity Identifier None

Principal Office

10000 NORTH CENTRAL EXPRESSWAY
SUITE 700
DALLAS
TX
United States
Monday - Friday, 8-5
Tel: 972-421-2068, Fax: None

Websites

www.apeironplanning.com www.facebook.com/apeironplanning www.linkedin.com/company/apeiron-planning-partners

Chief Compliance Officer

JAMES MARSDEN
10000 NORTH CENTRAL EXPRESSWAY
SUITE 700
DALLAS
TX
United States
Tel: 972.421.2068
(Full email address available in API data)

Industry Affiliates

L & H CPAS AND ADVISORS LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MARSDEN, JAMES, MICHAEL Individual – OWNER & CHIEF COMPLIANCE OFFICER 04/2019 < 5%
JMARS FINANCIAL, LLC Domestic Entity – OWNER 11/2020 50-75%
THE HAMMEL GROUP, INC Domestic Entity – OWNER 11/2020 50-75%
MARSDEN, JAMES, MICHAEL Individual JMARS FINANCIAL, LLC MEMBER 11/2020 > 75%
HAMMEL, SCOTT, DALE Individual THE HAMMEL GROUP, INC MEMBER 11/2020 > 75%

No. Employees, Historic

20100201920202021202220232024202518 on 4/1/201918 on 4/26/201918 on 6/3/201918 on 6/3/201918 on 7/9/201918 on 8/7/201918 on 12/10/201918 on 3/18/202018 on 3/20/202018 on 6/16/202018 on 6/16/202018 on 6/18/202018 on 7/8/202018 on 7/28/202018 on 9/30/202018 on 10/22/202018 on 12/15/202015 on 12/17/202015 on 1/26/202115 on 2/3/202115 on 3/19/202115 on 4/27/202116 on 5/10/202114 on 6/17/202114 on 9/13/202113 on 10/18/202113 on 12/7/202114 on 1/4/202214 on 2/14/202214 on 2/17/202215 on 4/13/202214 on 6/1/202214 on 9/22/202214 on 2/7/202314 on 3/16/202315 on 10/31/202315 on 3/18/2024

RAUM, Historic

700M350M02019202020212022202320242025282785708 on 4/1/2019282785708 on 4/26/2019282785708 on 6/3/2019282785708 on 6/3/2019282785708 on 7/9/2019282785708 on 8/7/2019282785708 on 12/10/2019282785708 on 3/18/2020294000000 on 3/20/2020294000000 on 6/16/2020294000000 on 6/16/2020294000000 on 6/18/2020294000000 on 7/8/2020294000000 on 7/28/2020294000000 on 9/30/2020294000000 on 10/22/2020294000000 on 12/15/2020294000000 on 12/17/2020364000000 on 1/26/2021364000000 on 2/3/2021364000000 on 3/19/2021364000000 on 4/27/2021364000000 on 5/10/2021364000000 on 6/17/2021364000000 on 9/13/2021364000000 on 10/18/2021555000000 on 12/7/2021555000000 on 1/4/2022605000000 on 2/14/2022605000000 on 2/17/2022605000000 on 4/13/2022605000000 on 6/1/2022605000000 on 9/22/2022605000000 on 2/7/2023643000000 on 3/16/2023643000000 on 10/31/2023695000000 on 3/18/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025658 on 4/1/2019658 on 4/26/2019658 on 6/3/2019658 on 6/3/2019658 on 7/9/2019658 on 8/7/2019658 on 12/10/2019658 on 3/18/20201071 on 3/20/20201071 on 6/16/20201071 on 6/16/20201071 on 6/18/20201071 on 7/8/20201071 on 7/28/20201071 on 9/30/20201071 on 10/22/20201071 on 12/15/20201071 on 12/17/2020750 on 1/26/2021750 on 2/3/2021750 on 3/19/2021750 on 4/27/2021750 on 5/10/2021750 on 6/17/2021750 on 9/13/2021750 on 10/18/2021846 on 12/7/2021846 on 1/4/2022951 on 2/14/2022951 on 2/17/2022951 on 4/13/2022951 on 6/1/2022951 on 9/22/2022951 on 2/7/2023983 on 3/16/2023983 on 10/31/2023755 on 3/18/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABRDN SILVER ETF TRUST PHYSCL SILVR SHS 2M 61K –
ACCENTURE PLC IRELAND SHS CLASS A 352K 1K –
AFLAC INC COM 326K 4K –
ALPHABET INC CAP STK CL C 242K 1K –
ALPHABET INC CAP STK CL A 682K 4K –
AMAZON COM INC COM 2M 8K –
AMERICAN CENTY ETF TR INTL SMCP VLU 7M 115K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 3M 53K –
AMERICAN CENTY ETF TR US SML CP VALU 10M 108K –
AMERICAN CENTY ETF TR EMERGING MKT VAL 4M 74K –
AMGEN INC COM 690K 2K –
ANALOG DEVICES INC COM 273K 1K –
APPLE INC COM 3M 14K –
AUTOMATIC DATA PROCESSING IN COM 502K 2K –
AUTOZONE INC COM 679K 229 –
BARCLAYS BANK PLC DJUBS CMDT ETN36 221K 7K –
BLACKROCK ETF TRUST US EQT FACTOR 10M 203K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 1M 24K –
BROADCOM INC COM 955K 595 –
CALAMOS DYNAMIC CONV & INCOM COM 334K 15K –
CENCORA INC COM 432K 2K –
CHECK POINT SOFTWARE TECH LT ORD 473K 3K –
CHEVRON CORP NEW COM 1M 8K –
CHURCH & DWIGHT CO INC COM 405K 4K –
CISCO SYS INC COM 305K 6K –
CLOROX CO DEL COM 471K 3K –
COLGATE PALMOLIVE CO COM 681K 7K –
COSTCO WHSL CORP NEW COM 594K 698 –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 10M 290K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 645K 20K –
EA SERIES TRUST ALPHA ARCH 1-3 1M 10K –
ELI LILLY & CO COM 200K 221 –
EQUIFAX INC COM 206K 850 –
EXCHANGE TRADED CONCEPTS TRU BITWISE CRYPTO 758K 56K –
EXXON MOBIL CORP COM 2M 15K –
FACTSET RESH SYS INC COM 325K 796 –
FAIR ISAAC CORP COM 515K 346 –
FASTENAL CO COM 270K 4K –
FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 872K 15K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 607K 11K –
FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 1M 19K –
FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 306K 2K –
FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 632K 5K –
FIRST TR EXCHANGE-TRADED FD NASDQ SEMCNDTR 605K 6K –
FIRST TR EXCHANGE-TRADED FD NASDQ OIL GAS 644K 21K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 922K 4K –
FIRST TR EXCHANGE-TRADED FD NASDAQ TRANSN 387K 13K –
FIRST TR EXCHANGE-TRADED FD NASDQ FOD BVRG 271K 12K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 3M 34K –
FIRST TR EXCHANGE-TRADED FD WTR ETF 637K 6K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 353K 12K –
FIRST TR LRGE CP CORE ALPHA COM SHS 287K 3K –
FIRST TR MULTI CAP GROWTH AL COM SHS 828K 7K –
FIRST TR MULTI CP VAL ALPHA SHS ISSUED FRST 355K 5K –
FIRST TR NASDAQ 100 TECH IND SHS 2M 8K –
FISERV INC COM 441K 3K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 467K 73K –
FS KKR CAP CORP COM 718K 36K –
GLOBAL NET LEASE INC COM NEW 220K 30K –
GLOBAL X FDS RBTCS ARTFL INTE 552K 18K –
GLOBAL X FDS GLOBAL X URANIUM 495K 17K –
HERON THERAPEUTICS INC COM 660K 189K –
HERSHEY CO COM 394K 2K –
HOME DEPOT INC COM 429K 1K –
INTERCONTINENTAL EXCHANGE IN COM 557K 4K –
INTUIT COM 522K 795 –
INVESCO DB COMMDY INDX TRCK UNIT 280K 12K –
INVESCO DB MULTI-SECTOR COMM BASE METALS FD 530K 26K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 981K 47K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 984K 48K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 995K 52K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 1M 51K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 1M 53K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 268K 6K –
ISHARES BITCOIN TR SHS 745K 22K –
ISHARES GOLD TR ISHARES NEW 2M 50K –
ISHARES INC MSCI EMRG CHN 4M 61K –
ISHARES INC CORE MSCI EMKT 3M 51K –
ISHARES SILVER TR ISHARES 395K 15K –
ISHARES TR ISHARES SEMICDTR 2M 8K –
ISHARES TR EAFE VALUE ETF 5M 98K –
ISHARES TR CORE S&P500 ETF 19M 34K –
ISHARES TR US HOME CONS ETF 960K 10K –
ISHARES TR TIPS BD ETF 426K 4K –
ISHARES TR S&P 500 VAL ETF 5M 28K –
ISHARES TR NATIONAL MUN ETF 11M 99K –
ISHARES TR US CONSUM DISCRE 206K 3K –
ISHARES TR U.S. FINLS ETF 909K 10K –
ISHARES TR MSCI USA QLT FCT 10M 59K –
ISHARES TR HDG MSCI EAFE 2M 55K –
ISHARES TR CORE MSCI EAFE 2M 33K –
ISHARES TR CORE MSCI INTL 264K 4K –
ISHARES TR GLOBAL ENERG ETF 408K 10K –
ISHARES TR EAFE GRWTH ETF 9M 84K –
ISHARES TR CORE US AGGBD ET 247K 3K –
ISHARES TR MSCI EAFE ETF 677K 9K –
ISHARES TR U.S. INSRNCE ETF 657K 6K –
ISHARES TR NORTH AMERN NAT 246K 6K –
ISHARES TR US BR DEL SE ETF 654K 6K –
ISHARES TR US INFRASTRUC 1M 26K –
ISHARES TR CORE DIV GRWTH 631K 11K –
ISHARES TR 10-20 YR TRS ETF 428K 4K –
ISHARES TR MBS ETF 3M 37K –
ISHARES TR MSCI ACWI ETF 737K 7K –
ISHARES TR US INDUSTRIALS 210K 2K –
ISHARES TR S&P 100 ETF 391K 1K –
ISHARES TR SHRT NAT MUN ETF 2M 16K –
ISHARES TR EXPANDED TECH 936K 11K –
ISHARES TR U.S. TECH ETF 5M 35K –
ISHARES TR S&P 500 GRWT ETF 11M 117K –
ISHARES TR ESG AWR MSCI USA 2M 14K –
ISHARES TR US TRSPRTION 324K 5K –
ISHARES TR JPMORGAN USD EMG 817K 9K –
ISHARES TR CORE TOTAL USD 12M 260K –
ISHARES TR 20 YR TR BD ETF 2M 25K –
ISHARES TR RUS TOP 200 ETF 213K 2K –
ISHARES TR US TREAS BD ETF 219K 10K –
ISHARES TR MSCI USA MIN VOL 719K 9K –
ISHARES TR CORE S&P SCP ETF 206K 2K –
ISHARES TR US CONSM STAPLES 470K 7K –
ISHARES TR US AER DEF ETF 425K 3K –
ISHARES TR US OIL EQ&SV ETF 234K 10K –
ISHARES U S ETF TR BLACKROCK SH DUR 237K 5K –
J P MORGAN EXCHANGE TRADED F US VALUE FACTR 6M 140K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 5M 105K –
JOHNSON & JOHNSON COM 315K 2K –
JOHNSON CTLS INTL PLC SHS 229K 3K –
JPMORGAN CHASE & CO. COM 554K 3K –
MARATHON PETE CORP COM 355K 2K –
MASTERCARD INCORPORATED CL A 225K 509 –
MCCORMICK & CO INC COM NON VTG 323K 5K –
MCDONALDS CORP COM 270K 1K –
MEDTRONIC PLC SHS 208K 3K –
MERCK & CO INC COM 294K 2K –
METTLER TOLEDO INTERNATIONAL COM 345K 247 –
MICROCHIP TECHNOLOGY INC. COM 270K 3K –
MICROSOFT CORP COM 4M 9K –
MOLINA HEALTHCARE INC COM 580K 2K –
MONSTER BEVERAGE CORP NEW COM 333K 7K –
MSCI INC COM 313K 649 –
NOVO-NORDISK A S ADR 668K 5K –
NUVEEN AMT FREE QLTY MUN INC COM 170K 15K –
NVIDIA CORPORATION COM 2M 14K –
ORACLE CORP COM 890K 6K –
PACER FDS TR PACER US SMALL 1M 27K –
PAYCHEX INC COM 494K 4K –
PEPSICO INC COM 669K 4K –
PHILLIPS EDISON & CO INC COMMON STOCK 605K 19K –
PROCTER AND GAMBLE CO COM 737K 4K –
PROSPECT CAP CORP NOTE 6.375% 3/0 79K 80K –
PROSPERITY BANCSHARES INC COM 293K 5K –
QUALCOMM INC COM 221K 1K –
ROLLINS INC COM 445K 9K –
SCHWAB STRATEGIC TR US AGGREGATE B 4M 77K –
SCHWAB STRATEGIC TR US LRG CAP ETF 592K 9K –
SCHWAB STRATEGIC TR SHT TM US TRES 230K 5K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 338K 13K –
SCHWAB STRATEGIC TR US MID-CAP ETF 250K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 279K 1K –
SELECT SECTOR SPDR TR SBI CONS STPLS 216K 3K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 790K 21K –
SPDR S&P 500 ETF TR TR UNIT 649K 1K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 307K 573 –
SPDR SER TR BLOOMBERG 1-3 MO 264K 3K –
SPDR SER TR PORTFOLI S&P1500 3M 53K –
SPDR SER TR S&P 600 SMCP VAL 506K 6K –
SPDR SER TR PORTFOLIO S&P500 17M 262K –
SPDR SER TR PORTFOLIO AGRGTE 245K 10K –
SPDR SER TR S&P 400 MDCP VAL 382K 5K –
SPDR SER TR NYSE TECH ETF 330K 2K –
SPDR SER TR PRTFLO S&P500 GW 332K 4K –
STARBUCKS CORP COM 261K 3K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 286K 2K –
TESLA INC COM 1M 5K –
THERMO FISHER SCIENTIFIC INC COM 418K 757 –
TRACTOR SUPPLY CO COM 565K 2K –
UNITEDHEALTH GROUP INC COM 1M 3K –
VANECK ETF TRUST HIGH YLD MUNIETF 2M 35K –
VANECK ETF TRUST JP MRGAN EM LOC 482K 20K –
VANECK ETF TRUST BDC INCOME ETF 407K 24K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 1M 6K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 273K 820 –
VANGUARD BD INDEX FDS SHORT TRM BOND 294K 4K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 19K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 314K 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 5K –
VANGUARD INDEX FDS SML CP GRW ETF 508K 2K –
VANGUARD INDEX FDS GROWTH ETF 3M 8K –
VANGUARD INDEX FDS REAL ESTATE ETF 815K 10K –
VANGUARD INDEX FDS SM CP VAL ETF 505K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 596K 2K –
VANGUARD INDEX FDS VALUE ETF 2M 14K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 207K 5K –
VANGUARD MUN BD FDS TAX EXEMPT BD 807K 16K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 335K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 512K 10K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 12M 104K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 7M 98K –
VANGUARD WORLD FD INF TECH ETF 258K 447 –
VANGUARD WORLD FD MEGA CAP VAL ETF 329K 3K –
VISA INC COM CL A 584K 2K –
WALMART INC COM 913K 13K –
WISDOMTREE TR CURRNCY INT EQ 361K 11K –
WISDOMTREE TR EMER MKT HIGH FD 3M 75K –
WISDOMTREE TR US MIDCAP DIVID 6M 128K –