OLD PEAK LIMITED
Adviser information for OLD PEAK LIMITED last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $778.1M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $778.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $778.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
SUITE 901, 9TH FLOOR, FIVE PACIFIC PLACE28 HENNESSY ROAD
WANCHAI
Hong Kong
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: +852 3667 7700, Fax: +852 3667 7711
Websites
Chief Compliance Officer
JOHN PRIDJIAN
CHIEF FINANCIAL OFFICER
SUITE 901, 9/F, FIVE PACIFIC PLACE
28 HENNESSY ROAD
WANCHAI
Hong Kong
Tel:
+852 3667 7700
J************@*************K
(Full email address available in API data)
Industry Affiliates
| OLD PEAK GROUP LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OP MASTER FUND LTD. | Hedge Fund | $252.0M | $5.0M | 8 |
| PCM LP | Hedge Fund | $156.9M | $5.0M | 3 |
| PENTA JAPAN VALUE FUND LP | Hedge Fund | $72.4M | $1.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OLD PEAK GROUP LTD. | Foreign Entity | – | SHAREHOLDER | 08/2016 | > 75% |
| ZWAANSTRA, JOHN | Individual | – | CHIEF INVESTMENT OFFICER/ DIRECTOR | 08/2002 | < 5% |
| PRIDJIAN, JOHN, VAUGHN | Individual | – | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER/ DIRECTOR | 05/2004 | < 5% |
| MODESTO CORPORATION | Domestic Entity | OPG HOLDINGS LLC | MANAGING MEMBER | 06/2016 | |
| ZWAANSTRA, JOHN | Individual | MODESTO CORPORATION | SHAREHOLDER | 11/1999 | > 75% |
| OPG HOLDINGS LLC | Domestic Entity | OLD PEAK GROUP LTD. | SHAREHOLDER | 08/2016 | > 75% |
| SZETO, ERIC, TSUN | Individual | – | DIRECTOR | 12/2020 | < 5% |
| MOORE, MICHAEL, WILLIAM | Individual | – | DIRECTOR | 07/2023 | < 5% |