RAYS CAPITAL PARTNERS LIMITED
Adviser information for RAYS CAPITAL PARTNERS LIMITED last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $472.4M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $472.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $6.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $416.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $49.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 92 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-110985 |
|---|---|
| SEC ERA File Number | 801-110985 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171821 |
| Legal Entity Identifier | 254900RFSTOZ011VB725 |
Principal Office
18/F, CLUB LUSITANO BUILDING16 ICE HOUSE STREET
CENTRAL
Hong Kong
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 852 3973 6700, Fax: 852 3973 6799
Websites
Chief Compliance Officer
BUN HO SY
CHIEF OPERATING OFFICER
18/F, CLUB LUSITANO BUILDING
16 ICE HOUSE STREET
CENTRAL
Hong Kong
Tel:
852 3973 6772
Fax:
852 3973 6799
J**@**************M
(Full email address available in API data)
Regulatory Contact
FUNG TIM YAU
DEPUTY CHIEF OPERATING OFFICER
18/F, CLUB LUSITANO BUILDING
16 ICE HOUSE STREET
CENTRAL
Hong Kong
Tel:
852 3973 6773
Fax:
852 3973 6799
T***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASIAN EQUITY SPECIAL OPPORTUNITIES PORTFOLIO MASTER FUND LIMITED | Hedge Fund | $141.5M | $0.3M | 82 |
| ASIAN HEALTHCARE DISCOVERY MASTER FUND | Hedge Fund | $12.8M | $0.1M | 10 |
| ASIAN OPPORTUNITIES ABSOLUTE RETURN MASTER FUND LIMITED | Hedge Fund | $84.2M | $0.3M | 59 |
| ASIAN TECHNOLOGY ABSOLUTE RETURN FUND | Hedge Fund | $47.9M | $0.1M | 56 |
| GREATER CHINA ESG OPPORTUNITIES ABSOLUTE RETURN FUND | Hedge Fund | $46.1M | $0.1M | 12 |
| LM GROWTH FUND | Hedge Fund | $9.6M | $0.1M | 3 |
| STABLE INCOME FUND | Hedge Fund | $74.6M | $0.1M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUBSER, ANDREAS, EDUARD | Individual | – | MEMBER | 11/2019 | 10-25% |
| RUAN, DAVID, CHING-CHI | Individual | – | DIRECTOR, MEMBER | 03/2012 | 25-50% |
| YIP, YOK, TAK AMY | Individual | – | DIRECTOR, MEMBER | 01/2011 | < 5% |
| SY, BUN, HO | Individual | – | CHIEF OPERATING OFFICER, AND CHIEF COMPLIANCE OFFICER | 03/2012 | < 5% |
| CHAN, CHUNG, YUEN | Individual | – | DIRECTOR, MEMBER | 11/2019 | 10-25% |