EQUBOT INC.
Adviser information for EQUBOT INC. last updated from Form ADV on January 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $115.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $115.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $115.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-110987 |
|---|---|
| SEC ERA File Number | 801-110987 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289216 |
| Legal Entity Identifier | None |
Principal Office
450 TOWNSEND STREETSAN FRANCISCO
CA
United States
Monday - Friday, 9-5
Tel: 650-451-5497, Fax: None
Chief Compliance Officer
ARTHUR AMADOR
450 TOWNSEND STREET
SAN FRANCISCO
CA
United States
Tel:
(619) 370-6756
A**@*********M
(Full email address available in API data)
Regulatory Contact
CHIDA KHATUA
CEO
450 TOWNSEND ST
SAN FRANCISCO
CA
United States
Tel:
408-242-0596
C****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMADOR, ARTHUR | Individual | – | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | 02/2017 | < 5% |
| KHATUA, CHIDANANDA | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2017 | < 5% |
| CHIDANANDA KHATUA LIVING TRUST | Domestic Entity | – | OWNER | 01/2017 | 50-75% |
| AMADOR GALLAGHER FAMILY TRUST | Domestic Entity | – | OWNER | 01/2017 | 25-50% |
| NATIVIDAD, CHRISTOPHER, MINA | Individual | – | OWNER | 05/2018 | 10-25% |
| KHATUA, CHIDANANDA | Individual | CHIDANANDA KHATUA LIVING TRUST | TRUSTEE | 01/2017 | |
| AMADOR, ARTHUR | Individual | AMADOR GALLAGHER FAMILY TRUST | TRUSTEE | 01/2017 | |
| Tripathy, Subhrakanta, NMN | Individual | – | MANAGING DIRECTOR INVESTMENT SOLUTIONS | 08/2021 | < 5% |