PINNACLE PEAK PRIVATE CLIENT GROUP, LLC
Adviser information for PINNACLE PEAK PRIVATE CLIENT GROUP, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,124 | $335.9M |
| Non-Discretionary | 16 | $2.6M |
| Total | 1,140 | $338.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 381 | $104.8M |
| HNW Individuals | 111 | $207.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $6.4M |
| Charitable organizations | <5 | $1.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $17.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 338.4M |
| Both for Same | 338.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PINNACLE PEAK WRAP PROGRAM | PINNACLE PEAK PRIVATE CLIENT GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-110993 |
|---|---|
| SEC ERA File Number | 801-110993 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282003 |
| Legal Entity Identifier | None |
Principal Office
18867 N. THOMPSON PEAK PARKWAYSTE #225
SCOTTSDALE
AZ
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 480-771-4301, Fax: 480-771-4305
Websites
Chief Compliance Officer
BRIAN P. JACK
PARTNER & MANAGING DIRECTOR
18867 N. THOMPSON PEAK PARKWAY
STE #225
SCOTTSDALE
AZ
United States
Tel:
480-771-4302
Fax:
480-771-4305
B****@*************M
(Full email address available in API data)
Regulatory Contact
TERESA FLORES
MANAGING MEMBER
18867 N. THOMPSON PEAK PARKWAY
STE #225
SCOTTSDALE
AZ
United States
Tel:
480-771-4303
Fax:
480-771-4305
T*****@*************M
(Full email address available in API data)
Industry Affiliates
| INSIGHT BENEFIT COUNSELORS, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JACK, BRIAN, PATRICK | Individual | – | PARTNER, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 01/2016 | 25-50% |
| FLORES, TERESA | Individual | – | OPERATIONS MANAGER | 01/2016 | < 5% |
| FIGUEROA, MATTHEW, JOSEPH | Individual | – | MANAGING DIRECTOR | 03/2017 | 25-50% |