MARIN BAY WEALTH ADVISORS, LLC

Adviser information for MARIN BAY WEALTH ADVISORS, LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 212 $181.4M
Non-Discretionary 163 $108.4M
Total 375 $289.8M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 132 $289.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 289.8M
Portfolio Manager 278.5M
Both for Same 278.5M
Portfolio Manager to Program Sponsor
MARIN BAY WEALTH WRAP PROGRAM MARIN BAY WEALTH ADVISORS, LLC

Identifiers

SEC RIA File Number 801-111030
SEC ERA File Number 801-111030
SEC CIK Numbers None
SEC CRD Numbers 289184
Legal Entity Identifier None

Principal Office

1 HARBOR DR. SUITE 300
SAUSALITO
CA
United States
Monday - Friday, 8-5PM
Tel: 415-944-6457, Fax: None

Chief Compliance Officer

JOSEPH HABERMAN
MANAGING MEMBER
1 HARBOR DR.
SUITE 300
SAUSALITO
CA
United States
Tel: 415-944-6457
(Full email address available in API data)

Regulatory Contact

JAMES FITZMAURICE
PARTNER
1 HARBOR DR.
SUITE 300
SAUSALITO
CA
United States
Tel: 415-944-6457
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HABERMAN, JOSEPH, MICHAEL Individual MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 08/2017 25-50%
FITZMAURICE, JAMES, PATRICK Individual MANAGING MEMBER 08/2017 50-75%

No. Employees, Historic

10502020202120222023202420252 on 1/20/20202 on 5/5/20202 on 9/2/20202 on 2/2/20212 on 3/3/20222 on 1/31/20232 on 2/1/20232 on 2/20/2024

RAUM, Historic

400M200M0202020212022202320242025245732643 on 1/20/2020245732643 on 5/5/2020245732643 on 9/2/2020283301906 on 2/2/2021316686699 on 3/3/2022266943291 on 1/31/2023266943291 on 2/1/2023289809137 on 2/20/2024

No. Clients, Historic

4002000202020212022202320242025238 on 1/20/2020238 on 5/5/2020238 on 9/2/2020323 on 2/2/2021108 on 3/3/2022119 on 1/31/2023119 on 2/1/2023132 on 2/20/2024