MARIN BAY WEALTH ADVISORS, LLC
Adviser information for MARIN BAY WEALTH ADVISORS, LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 212 | $181.4M |
Non-Discretionary | 163 | $108.4M |
Total | 375 | $289.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 132 | $289.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
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Compensation | % of AUM |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
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Acting As | RAUM |
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Sponsor | 289.8M |
Portfolio Manager | 278.5M |
Both for Same | 278.5M |
Portfolio Manager to Program | Sponsor |
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MARIN BAY WEALTH WRAP PROGRAM | MARIN BAY WEALTH ADVISORS, LLC |
Identifiers
SEC RIA File Number | 801-111030 |
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SEC ERA File Number | 801-111030 |
SEC CIK Numbers | None |
SEC CRD Numbers | 289184 |
Legal Entity Identifier | None |
Principal Office
1 HARBOR DR. SUITE 300SAUSALITO
CA
United States
Monday - Friday, 8-5PM
Tel: 415-944-6457, Fax: None
Chief Compliance Officer
JOSEPH HABERMAN
MANAGING MEMBER
1 HARBOR DR.
SUITE 300
SAUSALITO
CA
United States
Tel:
415-944-6457
J********@*************************M
(Full email address available in API data)
Regulatory Contact
JAMES FITZMAURICE
PARTNER
1 HARBOR DR.
SUITE 300
SAUSALITO
CA
United States
Tel:
415-944-6457
J***********@*************************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HABERMAN, JOSEPH, MICHAEL | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 08/2017 | 25-50% |
FITZMAURICE, JAMES, PATRICK | Individual | – | MANAGING MEMBER | 08/2017 | 50-75% |