H.A.M.L
HYPERION ASSET MANAGEMENT LIMITED Legal Name
Adviser information for H.A.M.L last updated from Form ADV on September 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $8.2B |
| Non-Discretionary | 37 | $40.3M |
| Total | 69 | $8.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 37 | $40.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $15.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $3.5B |
| Pension and profit sharing plans | 14 | $3.8B |
| Charitable organizations | 2 | $18.6M |
| State or municipal gov entities | 5 | $783.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $106.2M |
| Other | 1 | $17.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 98 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
LEVEL 19, 307 QUEEN STREETBRISBANE, QLD
Australia
Monday - Friday, 9.00AM - 5.00PM
Tel: 1300 497 374, Fax: 612 9276 3030
Chief Compliance Officer
MARK ARNOLD
CIO, MANAGING DIRECTOR, SHAREHOLDER
LEVEL 19, 307 QUEEN ST
BRISBANE, QLD
Australia
Tel:
61730203777
M**********@**************U
(Full email address available in API data)
Regulatory Contact
JASON ORTHMAN
DEPUTY CIO, EXECUTIVE DIRECTOR & SHAREHOLDER
LEVEL 19, 307 QUEEN ST
BRISBANE, QLD
Australia
Tel:
61730203727
J************@**************U
(Full email address available in API data)
Industry Affiliates
| PINNACLE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MACOUN, IAN, NMN | Individual | – | DIRECTOR | 09/2006 | < 5% |
| ARNOLD, MARK, VERNON | Individual | – | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR AND SHAREHOLDER | 07/2012 | < 5% |
| ORTHMAN, JASON, RAYMOND ANTHONY | Individual | – | DEPUTY CIO, EXECUTIVE DIRECTOR AND SHAREHOLDER | 10/2017 | < 5% |
| HYPERION HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 06/2004 | > 75% |
| PINNACLE INVESTMENT MANAGEMENT LIMITED | Foreign Entity | HYPERION HOLDINGS LIMITED | SHAREHOLDER | 06/2004 | 25-50% |
| PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED | Foreign Entity | PINNACLE INVESTMENT MANAGEMENT LIMITED | SHAREHOLDER | 06/2004 | > 75% |
| LONGAN, DANIEL, JOHN DAVID | Individual | – | DIRECTOR | 09/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AIRBNB INC | COM CL A | 52M | 345K | – |
| ALPHABET INC | CAP STK CL A | 47M | 259K | – |
| AMAZON COM INC | COM | 275M | 1M | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 144M | 141K | – |
| AXON ENTERPRISE INC | COM | 937K | 3K | – |
| BLOCK INC | CL A | 172M | 3M | – |
| COSTCO WHSL CORP NEW | COM | 62M | 73K | – |
| INTUIT | COM | 87M | 133K | – |
| INTUITIVE SURGICAL INC | COM NEW | 49M | 109K | – |
| MASTERCARD INCORPORATED | CL A | 36M | 82K | – |
| META PLATFORMS INC | CL A | 128M | 253K | – |
| MICROSOFT CORP | COM | 268M | 601K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 93M | 4M | – |
| ROKU INC | COM CL A | 23M | 380K | – |
| SALESFORCE INC | COM | 39M | 151K | – |
| SERVICENOW INC | COM | 247M | 314K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 157M | 500K | – |
| TESLA INC | COM | 366M | 2M | – |
| VISA INC | COM CL A | 58M | 222K | – |
| WAYFAIR INC | CL A | 410K | 8K | – |
| WORKDAY INC | CL A | 118M | 526K | – |