HUDSON VIEW ADVISORS, LLC
Adviser information for HUDSON VIEW ADVISORS, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 201 | $45.7M |
| Total | 201 | $45.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 115 | $23.9M |
| HNW Individuals | 7 | $16.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-111035 |
|---|---|
| SEC ERA File Number | 801-111035 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288839 |
| Legal Entity Identifier | None |
Principal Office
132 MAPLE ST.2ND FL.
CROTON-ON-HUDSON
NY
United States
OFFICE VISITS BY APPOINTMENT ONLY, OFFICE VISITS BY APPOINTMENT ONLY
Tel: 914-827-0051, Fax: 914-827-0054
Chief Compliance Officer
THOMAS GERARD FARANDA
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
132 MAPLE ST.
2ND FL.
CROTON-ON-HUDSON
NY
United States
Tel:
914-827-0051
Fax:
914-827-0054
T**@*********************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FARANDA, THOMAS, GERARD | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 05/2017 | > 75% |