FLYTE
ELEVATED PRINCIPLES INC. Legal Name
Adviser information for FLYTE last updated from Form ADV on March 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 13,929 | $11.9M |
| Total | 13,929 | $11.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13,929 | $11.9M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 14000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | NO COST |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 11.6M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ELEVATED PRINCIPLES INC. WRAP FEE PROGRAM | FLYTE |
Identifiers
| SEC RIA File Number | 801-111037 |
|---|---|
| SEC ERA File Number | 801-111037 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289171 |
| Legal Entity Identifier | None |
Principal Office
2021 FILLMORE ST#85
SAN FRANCISCO
CA
United States
BY APPT ONLY, BY APPT ONLY
Tel: (888) 812-2272, Fax: N/A
Chief Compliance Officer
DAVID WILLIAM HANNES
CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER
1 FERRY BUILDING
SUITE 201
SAN FRANCISCO
CA
United States
Tel:
(888) 812-2272
Fax:
N/A
D***@********M
(Full email address available in API data)
Regulatory Contact
RITA RHODES
CONSULTANT
2202 PRIMROSE TRL
ROCKFORD
IL
United States
Tel:
312-218-4004
R***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HANNES, DAVID, WILLIAM | Individual | – | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 05/2017 | 25-50% |
| PIVOTNORTH FUND III, L.P. | Domestic Entity | – | SHAREHOLDER | 05/2019 | 25-50% |
| Subramanian, Ram | Individual | – | CHIEF TECHNOLOGY OFFICER | 05/2019 | 5-10% |