MILESTONES PRIVATE INVESTMENT ADVISORS LLC
Adviser information for MILESTONES PRIVATE INVESTMENT ADVISORS LLC last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 335 | $93.7M |
| Non-Discretionary | 347 | $81.6M |
| Total | 682 | $175.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 180 | $43.6M |
| HNW Individuals | 59 | $130.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 114.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MILESTONES PRIVATE INVESTMENT ADVISORS LLC WRAP PROGRAM | MILESTONES PRIVATE INVESTMENT ADVISORS LLC |
Principal Office
375 WOODCLIFF DRIVEFAIRPORT
NY
United States
Monday - Friday, 8:30 AM TO 4 PM
Tel: 585-203-1956, Fax: 585-203-1957
Chief Compliance Officer
HEATHER PROCTOR
MANAGING PRINCIPAL
375 WOODCLIFF DRIVE
FAIRPORT
NY
United States
Tel:
585-203-1956
Fax:
585-203-1957
H*******@**********************M
(Full email address available in API data)
Regulatory Contact
ASHLEIGH SWAYZE
COUNSEL
660 NEWTOWN YARDLEY ROAD
SUITE 105
NEWTOWN
PA
United States
Tel:
646-395-3900
I***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PROCTOR, HEATHER, ANN | Individual | – | CHIEF COMPLIANCE OFFICER AND PRINCIPAL | 09/2017 | 50-75% |
| BUSCHER, MARK, THOMAS | Individual | – | MANAGING PRINCIPAL | 09/2017 | 50-75% |