FAMILYWEALTH
FAMILYWEALTH ADVISERS LLC Legal Name
Adviser information for FAMILYWEALTH last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 20 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 466 | $107.9M |
| Non-Discretionary | 118 | $208.4M |
| Total | 584 | $316.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 312 | $65.3M |
| HNW Individuals | 13 | $52.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 28 | $198.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $40,003 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesADVICE TO USE MODELS OF RELATED INVESTMENT ADVISER |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-111050 |
|---|---|
| SEC ERA File Number | 801-111050 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289193 |
| Legal Entity Identifier | None |
Principal Office
255 PRIMERA BLVDSUITE 160
LAKE MARY
FL
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: (866) 746-3743, Fax: None
Chief Compliance Officer
BILL OAKLEY
MANAGING PARTNER
255 PRIMERA BLVD
SUITE 160
LAKE MARY
FL
United States
Tel:
(866) 746-3743
B******@**************S
(Full email address available in API data)
Industry Affiliates
| FAMILYWEALTH AGENCY | Insurance company or agency |
| FAMILYWEALTH ASSET MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OAKLEY, WILBERT, ERNEST | Individual | – | MANAGING PARTNER AND CCO | 03/2020 | < 5% |
| FAMILYWEALTH INC. | Domestic Entity | – | CORPORATION | 01/2021 | > 75% |
| Martin, Alicia | Individual | FAMILYWEALTH INC. | GENERAL PARTNER | 01/2021 |