LOTUSGROUP ADVISORS
LOTUSGROUP ADVISORS, LLC Legal Name
Adviser information for LOTUSGROUP ADVISORS last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 453 | $160.2M |
| Non-Discretionary | 137 | $66.5M |
| Total | 590 | $226.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 92 | $38.2M |
| HNW Individuals | 58 | $184.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $68,100 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)BUSINESS VALUATION SERVICES |
|---|---|
| Compensation | % of AUMFLAT FEES FOR VALUATION OPINION SERVICES |
Principal Office
1005 S. GAYLORD STREETDENVER
CO
United States
Monday - Friday, 8AM - 5PM
Tel: 720.593.9861, Fax: 815.572.0566
Chief Compliance Officer
AMANDA N. COHEN
OPERATIONS MANAGER
1005 S. GAYLORD STREET
DENVER
CO
United States
Tel:
720.593.9861
Fax:
815.572.0566
A*****@*************M
(Full email address available in API data)
Regulatory Contact
RAPHAEL A. MARTORELLO
MANAGING PARTNER
1005 S. GAYLORD STREET
DENVER
CO
United States
Tel:
415.793.8014
Fax:
815.572.0566
M*********@*************M
(Full email address available in API data)
Industry Affiliates
| LOTUSGROUP CAPITAL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARTORELLO, RAPHAEL, ANDRE | Individual | – | MANAGING PARTNER | 01/2007 | > 75% |
| SETH, ANDLEIB | Individual | – | SILENT PARTNER | 01/2007 | 5-10% |
| COHEN, AMANDA, NICOLE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |
| PIRNACK, NICHOLAS, STEWART | Individual | – | PARTNER, SENIOR ADVISOR | 01/2019 | < 5% |
| SCHLEMEYER, STEPHANIE, LAURA | Individual | – | PARTNER, PRODUCT MANAGER | 01/2019 | < 5% |