CHESAPEAKE FINANCIAL ADVISORS
THOMA CAPITAL MANAGEMENT LLC Legal Name
Adviser information for CHESAPEAKE FINANCIAL ADVISORS last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 975 | $189.5M |
| Non-Discretionary | 1 | $3.0M |
| Total | 976 | $192.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 198 | $65.4M |
| HNW Individuals | 57 | $119.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 26 | $7.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-111054 |
|---|---|
| SEC ERA File Number | 801-111054 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120139 |
| Legal Entity Identifier | None |
Principal Office
401 JEFFERSON AVENUETOWSON
MD
United States
Monday - Friday, 8:30AM - 4:30PM
Tel: 410-823-5442, Fax: 443-327-5999
Websites
Chief Compliance Officer
THOMAS J. TAYLOR JR.
FOUNDER/MANAGING MEMBER
401 JEFFERSON AVENUE
TOWSON
MD
United States
Tel:
410-823-5442
Fax:
443-327-5999
T**@****************M
(Full email address available in API data)
Regulatory Contact
AUSTINE MAY
COMPLIANCE MANAGER
401 JEFFERSON AVENUE
TOWSON
MD
United States
Tel:
410-823-5442
Fax:
443-327-5999
A******@****************M
(Full email address available in API data)
Industry Affiliates
| ACCOUNTANT | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAYLOR, THOMAS, JOSEPH | Individual | – | FOUNDER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 05/1998 | > 75% |
| POHL, CRAIG, LOUIS | Individual | – | SENIOR FINANCIAL ADVISOR/MEMBER | 01/2017 | 5-10% |
| SMITH, KATIE, BARNABA | Individual | – | DIRECTOR OF CLIENT SERVICES/MEMBER | 01/2017 | 5-10% |