MUTUAL TRUST ASSET MGMT., INC.
Adviser information for MUTUAL TRUST ASSET MGMT., INC. last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 12 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1,915 | $241.4M |
| Total | 1,915 | $241.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 854 | $206.9M |
| HNW Individuals | 31 | $34.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 51 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)ESTATE & FINANCIAL PLANNING |
|---|---|
| Compensation | % of AUMFixed feesFINANCIAL PLANNING & ADVISORY |
Identifiers
| SEC RIA File Number | 801-111062 |
|---|---|
| SEC ERA File Number | 801-111062 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121364 |
| Legal Entity Identifier | None |
Principal Office
546 16TH AVE NEST. PETERSBURG
FL
United States
Monday - Friday, 9 TO 5
Tel: 727-799-9922, Fax: 727-799-3869
Chief Compliance Officer
JED E BANDES
PRESIDENT
546 16TH AVE NE
ST. PETERSBURG
FL
United States
Tel:
727-799-9922
J**@****************M
(Full email address available in API data)
Regulatory Contact
JED E BANDES
PRESIDENT
546 16TH AVE NE
ST. PETERSBURG
FL
United States
Tel:
7276423336
Fax:
727-799-3869
J**@****************M
(Full email address available in API data)
Industry Affiliates
| MUTUAL TRUST COMPANY OF AMERICA SECURITIES | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BANDES, JED, E | Individual | – | PRESIDENT/CCO | 03/1989 | > 75% |