VEGA CAPITAL GROUP LLC
Adviser information for VEGA CAPITAL GROUP LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 120 | $128.2M |
| Non-Discretionary | 0 | $0 |
| Total | 120 | $128.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $6.6M |
| HNW Individuals | 33 | $85.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $36.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 32 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-111064 |
|---|---|
| SEC ERA File Number | 801-111064 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129494 |
| Legal Entity Identifier | None |
Principal Office
253 26TH AVE1
SAN FRANCISCO
CA
United States
Monday - Friday, 10AM-5PM
Tel: 415-318-8740, Fax: 415-318-8745
Websites
Chief Compliance Officer
LEONID PINSKI
MANAGING DIRECTOR
253 26TH AVE
1
SAN FRANCISCO
CA
United States
Tel:
415-318-8740
Fax:
415-318-8745
P*****@**************M
(Full email address available in API data)
Industry Affiliates
| VEGA PRIVATE WEALTH MANAGEMENT AG | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PINSKI, LEONID | Individual | – | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | 06/2001 | > 75% |