BENEDETTI, GUCER & ASSOCIATES
BENEDETTI AND GUCER, INC. Legal Name
Adviser information for BENEDETTI, GUCER & ASSOCIATES last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,314 | $572.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2,314 | $572.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 696 | $186.5M |
| HNW Individuals | 123 | $270.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 31 | $106.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $9.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-111069 |
|---|---|
| SEC ERA File Number | 801-111069 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166911 |
| Legal Entity Identifier | None |
Principal Office
7000 PEACHTREE DUNWOODY RD NEBUILDING 6 SUITE 100
ATLANTA
GA
United States
Monday - Friday, 8:00 AM TO 4:30 PM
Tel: 404-602-0034, Fax: 404-602-0030
Chief Compliance Officer
AMY L. BETTS
9067 E. 35TH AVENUE
DENVER
CO
United States
Tel:
(404) 602-0034
Fax:
404-602-0030
C*********@************M
(Full email address available in API data)
Regulatory Contact
BABURHAN GUCER
CHIEF FINANCIAL OFFICER
7000 PEACHTREE DUNWOODY RD NE
BUILDING 6 SUITE 100
ATLANTA
GA
United States
Tel:
404-602-0034
Fax:
404-603-0030
B*****@************M
(Full email address available in API data)
Industry Affiliates
| BEAM WEALTH ADVISORS, INC. | Other investment adviser, including financial planners |
| BGA TEAMS INSURANCE AGENCY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BENEDETTI, JAIME, ANDRES | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2006 | 50-75% |
| GUCER, BABURHAN | Individual | – | CHIEF FINANCIAL OFFICER | 08/2006 | 50-75% |
| BETTS, AMY, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |