Hedge Fund Database

COORDINATED CAPITAL SECURITIES, INC.

Adviser information for COORDINATED CAPITAL SECURITIES, INC. last updated from Form ADV on January 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End MARCH
Legal Location Wisconsin, United States

Employees

Total Number of Employees 52
Investment Advisory/Research 22
Registered Broker-Dealer Representatives 47
Registered State Investment Advisers 22
Licensed Agents of an Insurance Company 11
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 405 $180.4M
Non-Discretionary 129 $52.1M
Total 534 $232.5M

Clients

Type Number RAUM
Individuals 468 $105.1M
HNW Individuals 64 $120.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $6.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesCommissions
Other Business Activities Broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-111070
SEC ERA File Number 801-111070
SEC CIK Numbers 737844
SEC CRD Numbers 14762
Legal Entity Identifier None

Principal Office

229 S MAIN STREET
FORT ATKINSON
WI
United States
Monday - Friday, 8:30 AM - 4:00PM
Tel: 608-221-4545, Fax: 608-221-3015

Websites

www.facebook.com/schaeffergroup/ www.facebook.com/jnelsonfinancialgroup www.linkedin.com/in/mark-salerno-175a6a85/ www.linkedin.com/in/martin-dressman-a5297a11/ www.linkedin.com/in/tellez-baker/ www.linkedin.com/company/theschaeffergroupllc/ kingfinancialgroupllc.com meyerfinancial.com/ myfwb.com/ theschaeffergroupllc.com/ www.mdressmancpa.com www.jnelsonfinancialgroup.com/ www.linkedin.com/company/coordinated-capital-securities-inc./about/ www.linkedin.com/company/king-financial-group-llc/about/ www.linkedin.com/in/andrewkingcfp/ www.facebook.com/kingfinancialgroup/ www.linkedin.com/in/william-waddle-ricp%c2%ae-591b68123/ www.linkedin.com/company/jnelson-financial-group-llc/ www.linkedin.com/in/edward-mcdannold-ab470552/ www.linkedin.com/in/edburnett/ www.linkedin.com/in/coordinated-capital-securities-inc-compliance-department-a42bb46/ www.ccsmadison.com www.linkedin.com/in/jason-nelson-jd-cfp-b48438a5/ www.facebook.com/coordinatedcapital

Chief Compliance Officer

SARA DANIELLE WILLIAMS
229 S MAIN STREET
FORT ATKINSON
WI
United States
Tel: 608-221-4545
Fax: 608-221-3015
(Full email address available in API data)

Regulatory Contact

TRACY WILLIAMS
VICE PRESIDENT
229 S MAIN STREET
FORT ATKINSON
WI
United States
Tel: 608-221-4545
Fax: 608-221-3015
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BUECHNER, MARI JO Individual – CHIEF EXECUTIVE OFFICER, PRESIDENT 03/2002 < 5%
COORDINATED CAPITAL HOLDINGS, INC. Domestic Entity – HOLDING COMPANY 11/1992 > 75%
BUECHNER, MARI JO Individual COORDINATED CAPITAL HOLDINGS, INC. OWNER OF HOLDING COMPANY 06/2007 > 75%
WILLIAMS, TRACY NAIOMA Individual – VICE PRESIDENT 04/2014 < 5%
WILLIAMS, SARA DANIELLE Individual – CHIEF COMPLIANCE OFFICER 01/2022 < 5%

No. Employees, Historic

70350201920202021202220232024202560 on 6/13/201961 on 6/14/201961 on 1/6/202061 on 6/25/202061 on 6/25/202061 on 7/1/202061 on 10/15/202061 on 10/15/202061 on 10/30/202061 on 11/3/202061 on 1/7/202156 on 6/28/202156 on 3/23/202253 on 6/30/202253 on 7/7/202253 on 7/19/202253 on 7/19/202253 on 7/22/202253 on 5/10/202352 on 6/29/202352 on 7/6/202352 on 7/17/202352 on 7/17/202352 on 8/8/202352 on 10/11/202352 on 1/4/2024

RAUM, Historic

300M150M02019202020212022202320242025132211974 on 6/13/2019152809921 on 6/14/2019152809921 on 1/6/2020152809921 on 6/25/2020152809921 on 6/25/2020178857884 on 7/1/2020202668390 on 10/15/2020202668390 on 10/15/2020202668390 on 10/30/2020202668390 on 11/3/2020193513712 on 1/7/2021222212129 on 6/28/2021222212129 on 3/23/2022213362572 on 6/30/2022213362572 on 7/7/2022213362572 on 7/19/2022213362572 on 7/19/2022213362572 on 7/22/2022213362572 on 5/10/2023232496128 on 6/29/2023232496128 on 7/6/2023232496128 on 7/17/2023232496128 on 7/17/2023232496128 on 8/8/2023232496128 on 10/11/2023232496128 on 1/4/2024

No. Clients, Historic

60030002019202020212022202320242025286 on 6/13/2019347 on 6/14/2019347 on 1/6/2020347 on 6/25/2020347 on 6/25/2020413 on 7/1/2020428 on 10/15/2020428 on 10/15/2020428 on 10/30/2020428 on 11/3/2020424 on 1/7/2021469 on 6/28/2021469 on 3/23/2022526 on 6/30/2022526 on 7/7/2022526 on 7/19/2022526 on 7/19/2022526 on 7/22/2022526 on 5/10/2023532 on 6/29/2023532 on 7/6/2023532 on 7/17/2023532 on 7/17/2023532 on 8/8/2023532 on 10/11/2023532 on 1/4/2024