HIXON ZUERCHER CAPITAL MANAGEMENT
HIXON ZUERCHER, LLC Legal Name
Adviser information for HIXON ZUERCHER CAPITAL MANAGEMENT last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,224 | $326.8M |
| Non-Discretionary | 164 | $18.3M |
| Total | 1,388 | $345.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 260 | $89.6M |
| HNW Individuals | 72 | $218.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $2.5M |
| Charitable organizations | 6 | $3.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 7 | $30.9M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsMUTUAL FUND RESEARCH SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
101 WEST SANDUSKY STREETSUITE 301
FINDLAY
OH
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 419-425-2400, Fax: 419-425-3200
Chief Compliance Officer
JOSHUA W ROBB
DIRECTOR OF FINANCIAL PLANNING
101 WEST SANDUSKY STREET
SUITE 301
FINDLAY
OH
United States
Tel:
(419) 425-2400
J****@************M
(Full email address available in API data)
Regulatory Contact
ANTHONY J. HIXON
PARTNER
101 WEST SANDUSKY STREET
SUITE 301
FINDLAY
OH
United States
Tel:
(419) 425-2400
Fax:
(419) 425-3200
A*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HIXON, ANTHONY, J. | Individual | – | PARTNER/CHIEF OPERATING OFFICER | 04/2003 | > 75% |
| ROBB, JOSHUA, W | Individual | – | CHIEF COMPLIANCE OFFICER/DIRECTOR OF FINANCIAL PLANNING | 01/2022 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 2M | 23K | – |
| ABBVIE INC | COM | 489K | 3K | – |
| ADOBE INC | COM | 4M | 8K | – |
| ADVANCED MICRO DEVICES INC | COM | 3M | 21K | – |
| AIR PRODS & CHEMS INC | COM | 2M | 8K | – |
| ALPHABET INC | CAP STK CL A | 5M | 29K | – |
| AMAZON COM INC | COM | 7M | 34K | – |
| AMERICAN TOWER CORP NEW | COM | 4M | 19K | – |
| AMPHENOL CORP NEW | CL A | 2M | 33K | – |
| APPLE INC | COM | 9M | 44K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 10K | – |
| BROADCOM INC | COM | 2M | 971 | – |
| CATERPILLAR INC | COM | 8M | 24K | – |
| CDW CORP | COM | 1M | 6K | – |
| COPART INC | COM | 3M | 58K | – |
| COSTCO WHSL CORP NEW | COM | 8M | 10K | – |
| DEERE & CO | COM | 2M | 5K | – |
| DIGITAL RLTY TR INC | COM | 3M | 17K | – |
| DISNEY WALT CO | COM | 2M | 22K | – |
| DOLLAR GEN CORP NEW | COM | 1M | 11K | – |
| EDWARDS LIFESCIENCES CORP | COM | 3M | 27K | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| EXXON MOBIL CORP | COM | 6M | 53K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 6M | 169K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 8M | 78K | – |
| GOLDMAN SACHS GROUP INC | COM | 4M | 10K | – |
| HENRY JACK & ASSOC INC | COM | 415K | 2K | – |
| HERSHEY CO | COM | 620K | 3K | – |
| HONEYWELL INTL INC | COM | 5M | 24K | – |
| ILLUMINA INC | COM | 995K | 10K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 2M | 14K | – |
| ISHARES TR | SELECT DIVID ETF | 249K | 2K | – |
| ISHARES TR | CORE HIGH DV ETF | 249K | 2K | – |
| ISHARES TR | SHORT TREAS BD | 8M | 70K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 302K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 707K | 14K | – |
| JOHNSON & JOHNSON | COM | 8M | 58K | – |
| JPMORGAN CHASE & CO. | COM | 8M | 41K | – |
| LOWES COS INC | COM | 7M | 32K | – |
| MARATHON PETE CORP | COM | 660K | 4K | – |
| MARKETAXESS HLDGS INC | COM | 2M | 11K | – |
| MASTERCARD INCORPORATED | CL A | 8M | 17K | – |
| MCDONALDS CORP | COM | 3M | 14K | – |
| META PLATFORMS INC | CL A | 4M | 9K | – |
| MICROSOFT CORP | COM | 8M | 17K | – |
| NETFLIX INC | COM | 4M | 5K | – |
| NEW YORK TIMES CO | CL A | 622K | 12K | – |
| NEXTERA ENERGY INC | COM | 7M | 92K | – |
| NVIDIA CORPORATION | COM | 7M | 59K | – |
| ORACLE CORP | COM | 3M | 23K | – |
| PACER FDS TR | PACER US SMALL | 4M | 99K | – |
| PEPSICO INC | COM | 5M | 29K | – |
| PROCTER AND GAMBLE CO | COM | 834K | 5K | – |
| PROLOGIS INC. | COM | 2M | 19K | – |
| QUALCOMM INC | COM | 1M | 7K | – |
| SALESFORCE INC | COM | 4M | 15K | – |
| SCHWAB CHARLES CORP | COM | 4M | 49K | – |
| STARBUCKS CORP | COM | 5M | 70K | – |
| STRYKER CORPORATION | COM | 8M | 22K | – |
| TESLA INC | COM | 2M | 9K | – |
| TRACTOR SUPPLY CO | COM | 1M | 5K | – |
| TRANSDIGM GROUP INC | COM | 2M | 2K | – |
| VISA INC | COM CL A | 504K | 2K | – |
| WALMART INC | COM | 5M | 80K | – |