PRIVATE WEALTH SOLUTIONS, LLC
Adviser information for PRIVATE WEALTH SOLUTIONS, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 912 | $359.0M |
| Total | 912 | $359.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 168 | $75.4M |
| HNW Individuals | 98 | $279.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $4.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-111072 |
|---|---|
| SEC ERA File Number | 801-111072 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289437 |
| Legal Entity Identifier | None |
Principal Office
5850 CANOGA AVENUESUITE 315
WOODLAND HILLS
CA
United States
Monday - Friday, 8:30AM - 4:30PM
Tel: 818-264-0600, Fax: None
Websites
Chief Compliance Officer
DOUGLAS J. LAGERSTROM
MANAGING MEMBER
5850 CANOGA AVENUE, SUITE 315
WOODLAND HILLS
CA
United States
Tel:
(818)-264-0600
D***@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAGERSTROM, DOUGLAS, JAMES | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 09/2017 | 50-75% |
| MINASSIAN, ALLEN, NMN | Individual | – | MANAGING MEMBER | 09/2017 | 25-50% |