ACACIA ASSET MANAGEMENT LLC
Adviser information for ACACIA ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $100.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $100.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $100.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealer |
Principal Office
1155 6TH AVENUE14TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 2129184935, Fax: 212-918-4936
Websites
Chief Compliance Officer
SCOTT D. GORDON
CHIEF FINANCIAL OFFICER; TREASURER; SECRETARY; AND MANAGING DIRECTOR
1155 6TH AVE
14TH FLOOR
NEW YORK
NY
United States
Tel:
212-755-2530
Fax:
212-918-4936
S****@*********M
(Full email address available in API data)
Regulatory Contact
DEAN A. CHRISTIANSEN
PRESIDENT; CHIEF EXECUTIVE OFFICER; ASSISTANT TREASURER; AND ASSISTANT SECRETARY
1155 6TH AVE
14TH FLOOR
NEW YORK
NY
United States
Tel:
2129184935
Fax:
212-918-4936
D***@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ACACIA GROUP LLC | Domestic Entity | – | MANAGING MEMBER | 10/2013 | > 75% |
| CHRISTIANSEN, DEAN, ALAN | Individual | – | PRESIDENT / CHIEF EXECUTIVE OFFICER / ASSISTANT TREASURER / ASSISTANT SECRETARY | 10/2013 | < 5% |
| GORDON, SCOTT, DOUGLAS | Individual | – | CHIEF FINANCIAL OFFICER / TREASURER / SECRETARY / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | 12/2016 | < 5% |
| GORDON, SCOTT, DOUGLAS | Individual | ACACIA GROUP LLC | MEMBER | 02/2016 | |
| CROKE, JAMES, JOSEPH | Individual | ACACIA GROUP LLC | MEMBER | 12/2014 | |
| PHILLIPS, JEFFREY, JAMES | Individual | ACACIA GROUP LLC | MEMBER | 12/2004 | |
| CHRISTIANSEN, DEAN, ALAN | Individual | ACACIA GROUP LLC | MEMBER | 02/2016 | 50-75% |