FISHER FINANCIAL ADVISORS LLC
Adviser information for FISHER FINANCIAL ADVISORS LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 775 | $180.0M |
| Non-Discretionary | 0 | $0 |
| Total | 775 | $180.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 20 | $100.0M |
| HNW Individuals | 20 | $14.0M |
| Banking or thrift institutions | 10 | $10.0M |
| Investment companies | 200 | $52.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $1.5M |
| Charitable organizations | 5 | $2.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-111086 |
|---|---|
| SEC ERA File Number | 801-111086 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289411 |
| Legal Entity Identifier | None |
Principal Office
32 SOUTH MAIN STREETHANOVER
NH
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 603-643-4448, Fax: 603-515-1217
Chief Compliance Officer
NATHANIEL FISHER
32 SOUTH MAIN STREET
HANOVER
NH
United States
Tel:
(603) 643-4448
N***@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FISHER, TIMOTHY, FREDERICK | Individual | – | MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | 08/2017 | > 75% |
| Fisher, Nathaniel, Monroe | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |