BLACKTOWER FINANCIAL MANAGEMENT (US) LLC
Adviser information for BLACKTOWER FINANCIAL MANAGEMENT (US) LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 35 |
|---|---|
| Investment Advisory/Research | 32 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 26 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 12 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 317 | $183.2M |
| Total | 317 | $183.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 263 | $119.4M |
| HNW Individuals | 30 | $60.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed feesPERCENTAGE OF RETIREMENT PLAN ASSETS |
Identifiers
| SEC RIA File Number | 801-111088 |
|---|---|
| SEC ERA File Number | 801-111088 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289142 |
| Legal Entity Identifier | None |
Principal Office
4700 MILLENIA BOULEVARDSUTE 175
ORLANDO
FL
United States
Monday - Friday, 9AM TO 5PM
Tel: 1-407-362-7753, Fax: None
Chief Compliance Officer
DAWN BOND
CHIEF COMPLIANCE OFFICER
401 WESTPARK COURT
SUITE 200
PEACHTREE CITY
GA
United States
Tel:
678-517-4474
D********@***************M
(Full email address available in API data)
Industry Affiliates
| BLACKTOWER FINANCIAL MANAGEMENT (INTERNATIONAL) LIMITED | Other investment adviser, including financial planners |
| BLACKTOWER FINANCIAL MANAGEMENT (INTERNATIONAL) LIMITED | Other investment adviser, including financial planners |
| BLACKTOWER INSURANCE SERVICES, LLC | Insurance company or agency |
| LIBERO INTERNATIONAL SICAV PLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BFM ADMINISTRATIVE SERVICES LTD | Foreign Entity | – | OWNER | 06/2017 | > 75% |
| Westwood, John, Charles | Individual | BFM ADMINISTRATIVE SERVICES LTD | SHAREHOLDER | 10/2014 | 50-75% |
| Westwood, Lyndsay, Jenifer | Individual | BFM ADMINISTRATIVE SERVICES LTD | SHAREHOLDER | 10/2014 | 50-75% |
| BOND, DAWN, MAY | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |