Hedge Fund Database

MAGNUS FINANCIAL GROUP LLC

Adviser information for MAGNUS FINANCIAL GROUP LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 10
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,878 $1.6B
Non-Discretionary 6 $3.3M
Total 3,884 $1.6B

Clients

Type Number RAUM
Individuals 624 $245.8M
HNW Individuals 336 $1.2B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $12.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 35 $96.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-111093
SEC ERA File Number 801-111093
SEC CIK Numbers 1765216
SEC CRD Numbers 289423
Legal Entity Identifier None

Principal Office

90 PARK AVENUE
SUITE 1800
NEW YORK
NY
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 800-339-1367, Fax: 212-202-7670

Websites

www.magnusfinancial.com www.linkedin.com/company/magnusfinancialgroup/ www.facebook.com/magnusfinancialgroup twitter.com/magnus_ria

Chief Compliance Officer

DAVID HARRISON
GENERAL COUNSEL
90 PARK AVENUE
SUITE 1800
NEW YORK
NY
United States
Tel: 800-339-1367
Fax: 212-202-7670
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MAGNUS FINANCIAL HOLDINGS, LLC Domestic Entity – OWNER 07/2017 > 75%
HARRISON, DAVID, H. Individual – CHIEF COMPLIANCE OFFICER 09/2017 < 5%
SCHWARTZ, MICHAEL, SCOTT Individual – CHIEF EXECUTIVE OFFICER 09/2017 < 5%
SCHWARTZ, MICHAEL, SCOTT Individual MAGNUS FINANCIAL LLC OWNER 11/2016 > 75%
MAGNUS FINANCIAL LLC Domestic Entity MAGNUS FINANCIAL HOLDINGS, LLC OWNER 09/2017 > 75%
SORSAIA, LOUIS, V. Individual – CHIEF OPERATING OFFICER 05/2019 < 5%

No. Employees, Historic

3015020202021202220232024202517 on 3/30/202017 on 6/30/202015 on 3/31/202115 on 4/2/202115 on 4/5/202115 on 1/4/202218 on 3/30/202218 on 3/31/202221 on 3/30/202321 on 3/31/202321 on 6/30/202322 on 3/28/202422 on 3/28/202422 on 3/29/2024

RAUM, Historic

2B1B02020202120222023202420251578750573 on 3/30/20201578750573 on 6/30/20201819790600 on 3/31/20211819790600 on 4/2/20211819790600 on 4/5/20211819790600 on 1/4/20221129782370 on 3/30/20221129782370 on 3/31/20221260520976 on 3/30/20231260520976 on 3/31/20231260520976 on 6/30/20231557478677 on 3/28/20241557478677 on 3/28/20241557478677 on 3/29/2024

No. Clients, Historic

1,0005000202020212022202320242025612 on 3/30/2020612 on 6/30/2020674 on 3/31/2021674 on 4/2/2021674 on 4/5/2021674 on 1/4/2022707 on 3/30/2022707 on 3/31/2022879 on 3/30/2023879 on 3/31/2023879 on 6/30/2023995 on 3/28/2024995 on 3/28/2024995 on 3/29/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 363K 3K –
ABBVIE INC COM 1M 8K –
ACCENTURE PLC IRELAND SHS CLASS A 301K 991 –
ADOBE INC COM 472K 850 –
AECOM COM 221K 3K –
AEROVIRONMENT INC COM 325K 2K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 654K 9K –
ALPHABET INC CAP STK CL C 3M 17K –
ALPHABET INC CAP STK CL A 6M 32K –
AMAZON COM INC COM 12M 64K –
AMERICAN CENTY ETF TR INTL EQT ETF 1M 18K –
AMERICAN CENTY ETF TR INTL SMCP VLU 5M 81K –
AMERICAN CENTY ETF TR US EQT ETF 2M 24K –
AMERICAN EXPRESS CO COM 1M 5K –
AMGEN INC COM 243K 778 –
AMPLIFY ETF TR CWP ENHANCED DIV 6M 163K –
AMPLIFY ETF TR SEYMOUR CANNBS 116K 26K –
APPLE INC COM 25M 120K –
APPLIED MATLS INC COM 233K 988 –
ARROWMARK FINANCIAL CORP COM 228K 12K –
AT&T INC COM 389K 20K –
AXON ENTERPRISE INC COM 650K 2K –
BANK AMERICA CORP COM 1M 36K –
BANK AMERICA CORP 7.25%CNV PFD L 2M 1K –
BANK MONTREAL QUE COM 240K 3K –
BANK NOVA SCOTIA HALIFAX COM 224K 5K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 13K –
BLACKROCK ETF TRUST US EQT FACTOR 532K 11K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 588K 11K –
BLACKROCK INC COM 253K 321 –
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 468K 23K –
BLACKSTONE INC COM 2M 19K –
BLACKSTONE SECD LENDING FD COMMON STOCK 540K 18K –
BOEING CO COM 2M 10K –
BROADCOM INC COM 3M 2K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 2M 61K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 2M 64K –
CASTELLUM INC COM NEW 47K 250K –
CATERPILLAR INC COM 1M 3K –
CAVA GROUP INC COM 404K 4K –
CHECKPOINT THERAPEUTICS INC COM NEW 67K 31K –
CHEVRON CORP NEW COM 2M 15K –
CISCO SYS INC COM 492K 10K –
CITIGROUP INC COM NEW 291K 5K –
COASTAL FINL CORP WA COM NEW 265K 6K –
COCA COLA CO COM 971K 15K –
COHEN & STEERS REIT & PFD & COM 431K 21K –
COMCAST CORP NEW CL A 239K 6K –
CONSOLIDATED EDISON INC COM 524K 6K –
COSTCO WHSL CORP NEW COM 932K 1K –
DEERE & CO COM 534K 1K –
DELTA AIR LINES INC DEL COM NEW 261K 5K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 506K 16K –
DISNEY WALT CO COM 2M 20K –
EA SERIES TRUST FREEDOM 100 EM 1M 33K –
EDWARDS LIFESCIENCES CORP COM 248K 3K –
ELI LILLY & CO COM 6M 6K –
EMERSON ELEC CO COM 318K 3K –
ENBRIDGE INC COM 362K 10K –
ENERGY TRANSFER L P COM UT LTD PTN 292K 18K –
ENOVIX CORPORATION COM 174K 11K –
ENTERPRISE PRODS PARTNERS L COM 1M 40K –
EOG RES INC COM 355K 3K –
EQUINIX INC COM 203K 268 –
ETF SER SOLUTIONS CLEARSHS ULTRA 588K 6K –
EXXON MOBIL CORP COM 5M 41K –
FAIR ISAAC CORP COM 939K 631 –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 24M 1M –
FIRST TR EXCH TRADED FD III NEW YORK MUNI 4M 161K –
FIRST TR EXCH TRADED FD III INSTL PFD SECS 859K 47K –
FIRST TR EXCH TRADED FD III CALIF MUN INCM 1M 29K –
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 13M 553K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 253K 4K –
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 806K 26K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 5M 99K –
FIRST TR EXCHNG TRADED FD VI FT ENERGY INCOME 1M 72K –
FIRST TR INTER DURATN PFD & COM 3M 151K –
FLEXSHARES TR QUALT DIVD IDX 4M 64K –
FRANKLIN BSP RLTY TR INC COMMON STOCK 373K 30K –
FRANKLIN TEMPLETON ETF TR FRANKLIN DYN MUN 223K 9K –
FREEPORT-MCMORAN INC CL B 598K 12K –
GABELLI EQUITY TR INC COM 406K 78K –
GE AEROSPACE COM NEW 366K 2K –
GINKGO BIOWORKS HOLDINGS INC CL A SHS 3K 10K –
GLOBAL X FDS US INFR DEV ETF 340K 9K –
GLOBAL X FDS LITHIUM BTRY ETF 219K 6K –
GLOBALSTAR INC COM 3M 3M –
GOLDMAN SACHS GROUP INC COM 2M 3K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 296K 6K –
HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 1M 33K –
HOME DEPOT INC COM 2M 5K –
HONEYWELL INTL INC COM 2M 9K –
IMMUNOME INC COM 312K 26K –
INTERNATIONAL BUSINESS MACHS COM 485K 3K –
INTERNATIONAL GAME TECHNOLOG SHS USD 523K 26K –
INTUIT COM 743K 1K –
INTUITIVE SURGICAL INC COM NEW 330K 741 –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 13M 899K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 714K 11K –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 1M 24K –
INVESCO EXCH TRADED FD TR II KBW BK ETF 282K 5K –
INVESCO EXCH TRADED FD TR II SHORT TERM TREAS 211K 2K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 4M 25K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 1M 10K –
INVESCO EXCHANGE TRADED FD T FINL PFD ETF 1M 78K –
INVESCO QQQ TR UNIT SER 1 5M 10K –
ISHARES INC CORE MSCI EMKT 25M 462K –
ISHARES INC MSCI EMRG CHN 213K 4K –
ISHARES INC MSCI JPN ETF NEW 450K 7K –
ISHARES TR S&P 100 ETF 318K 1K –
ISHARES TR CORE S&P TTL STK 249K 2K –
ISHARES TR SELECT DIVID ETF 2M 16K –
ISHARES TR CORE S&P500 ETF 4M 8K –
ISHARES TR MSCI EMG MKT ETF 1M 29K –
ISHARES TR IBOXX INV CP ETF 1M 10K –
ISHARES TR S&P 500 GRWT ETF 3M 30K –
ISHARES TR S&P 500 VAL ETF 2M 12K –
ISHARES TR 20 YR TR BD ETF 478K 5K –
ISHARES TR 7-10 YR TRSY BD 355K 4K –
ISHARES TR 1 3 YR TREAS BD 698K 9K –
ISHARES TR MSCI EAFE ETF 560K 7K –
ISHARES TR RUS MDCP VAL ETF 314K 3K –
ISHARES TR RUS MD CP GR ETF 647K 6K –
ISHARES TR RUS MID CAP ETF 324K 4K –
ISHARES TR CORE S&P MCP ETF 41M 699K –
ISHARES TR ISHARES SEMICDTR 3M 13K –
ISHARES TR ISHARES BIOTECH 1M 11K –
ISHARES TR RUS 1000 VAL ETF 3M 19K –
ISHARES TR RUS 1000 GRW ETF 2M 5K –
ISHARES TR RUS 2000 VAL ETF 694K 5K –
ISHARES TR RUSSELL 2000 ETF 357K 2K –
ISHARES TR CORE S&P US GWT 405K 3K –
ISHARES TR U.S. TECH ETF 2M 12K –
ISHARES TR U.S. REAL ES ETF 11M 124K –
ISHARES TR U.S. FINLS ETF 17M 184K –
ISHARES TR U.S. ENERGY ETF 435K 9K –
ISHARES TR CORE S&P SCP ETF 31M 294K –
ISHARES TR MSCI ACWI EX US 522K 10K –
ISHARES TR MSCI ACWI ETF 620K 6K –
ISHARES TR EAFE SML CP ETF 815K 13K –
ISHARES TR NEW YORK MUN ETF 894K 17K –
ISHARES TR NATIONAL MUN ETF 867K 8K –
ISHARES TR MSCI KLD400 SOC 493K 5K –
ISHARES TR MBS ETF 656K 7K –
ISHARES TR USD INV GRDE ETF 206K 4K –
ISHARES TR 3 7 YR TREAS BD 2M 17K –
ISHARES TR US AER DEF ETF 222K 2K –
ISHARES TR MSCI USA ESG SLC 223K 2K –
ISHARES TR EAFE VALUE ETF 214K 4K –
ISHARES TR EAFE GRWTH ETF 531K 5K –
ISHARES TR US TREAS BD ETF 201K 9K –
ISHARES TR MSCI EAFE MIN VL 7M 107K –
ISHARES TR MSCI USA MIN VOL 211K 3K –
ISHARES TR MSCI USA QLT FCT 3M 19K –
ISHARES TR MSCI USA MMENTM 1M 6K –
ISHARES TR CORE MSCI EAFE 3M 38K –
ISHARES TR CORE TOTAL USD 255K 6K –
ISHARES TR CORE DIV GRWTH 699K 12K –
ISHARES TR CORE MSCI EURO 435K 8K –
ISHARES TR TRS FLT RT BD 2M 36K –
ISHARES TR ESG AWR MSCI USA 1M 10K –
ISHARES TR ESG SCRND S&P SM 371K 10K –
ISHARES TR ESG SCRD S&P MID 371K 9K –
ISHARES TR ESG SCRND S&P500 509K 12K –
ISHARES TR ESG EAFE ETF 438K 6K –
ISHARES TR ESG MSCI USA ETF 738K 16K –
J P MORGAN EXCHANGE TRADED F INCOME ETF 12M 264K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 23M 399K –
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 11M 217K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 6M 140K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 13M 230K –
JANUS DETROIT STR TR HENDERSON SECURI 1M 20K –
JANUS DETROIT STR TR B-BBB CLO ETF 2M 33K –
JANUS DETROIT STR TR HENDRSON AAA CL 11M 222K –
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 1M 25K –
JOHN HANCOCK EXCHANGE TRADED MULTIFACTR SML 523K 14K –
JOHN HANCOCK EXCHANGE TRADED MULTI INTL ETF 10M 294K –
JOHNSON & JOHNSON COM 15M 105K –
JPMORGAN CHASE & CO. COM 10M 49K –
KAYNE ANDERSON ENERGY INFRST COM 2M 160K –
KINDER MORGAN INC DEL COM 277K 14K –
KRANESHARES TRUST CSI CHI INTERNET 302K 11K –
KRANESHARES TRUST QUADRTC INT RT 534K 29K –
LEGG MASON ETF INVT FRANKLIN INTL LW 1M 34K –
LENNAR CORP CL A 273K 2K –
LIFEMD INC COM 104K 15K –
LILIUM N V CLASS A ORD SHS 72K 90K –
LILIUM N V *W EXP 09/14/202 3K 40K –
LOCKHEED MARTIN CORP COM 2M 5K –
LOWES COS INC COM 478K 2K –
LXP INDUSTRIAL TRUST COM 903K 99K –
MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 23M 805K –
MARATHON PETE CORP COM 225K 1K –
MARRIOTT INTL INC NEW CL A 354K 1K –
MASTERCARD INCORPORATED CL A 640K 1K –
MCDONALDS CORP COM 1M 5K –
MEDTRONIC PLC SHS 258K 3K –
MERCK & CO INC COM 869K 7K –
META PLATFORMS INC CL A 5M 9K –
MICRON TECHNOLOGY INC COM 295K 2K –
MICROSOFT CORP COM 13M 29K –
MICROSTRATEGY INC CL A NEW 565K 410 –
MONDELEZ INTL INC CL A 275K 4K –
MORGAN STANLEY COM NEW 967K 10K –
NETFLIX INC COM 1M 2K –
NEXTERA ENERGY INC COM 607K 9K –
NIKE INC CL B 1M 18K –
NOVARTIS AG SPONSORED ADR 282K 3K –
NU HLDGS LTD ORD SHS CL A 1M 79K –
NUCOR CORP COM 304K 2K –
NUVEEN QUALITY MUNCP INCOME COM 253K 22K –
NVIDIA CORPORATION COM 4M 30K –
ORACLE CORP COM 936K 7K –
PALANTIR TECHNOLOGIES INC CL A 662K 26K –
PALO ALTO NETWORKS INC COM 4M 11K –
PEPSICO INC COM 3M 15K –
PFIZER INC COM 1M 39K –
PHILLIPS 66 COM 428K 3K –
PNC FINL SVCS GROUP INC COM 303K 2K –
PROCTER AND GAMBLE CO COM 794K 5K –
PROGRESS SOFTWARE CORP COM 266K 5K –
PROSHARES TR S&P 500 DV ARIST 221K 2K –
PRUDENTIAL FINL INC COM 410K 3K –
PUBLIC SVC ENTERPRISE GRP IN COM 234K 3K –
QUALCOMM INC COM 505K 3K –
READY CAPITAL CORP COM 609K 74K –
REAVES UTIL INCOME FD COM SH BEN INT 4M 144K –
REGENERON PHARMACEUTICALS COM 2M 2K –
ROYAL BK CDA COM 204K 2K –
RTX CORPORATION COM 940K 9K –
RUMBLEON INC COM CL B 127K 31K –
SALESFORCE INC COM 660K 3K –
SCHWAB STRATEGIC TR US LCAP GR ETF 4M 35K –
SCHWAB STRATEGIC TR LONG TERM US 210K 6K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 452K 6K –
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 216K 2K –
SELECT SECTOR SPDR TR SBI MATERIALS 264K 3K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 5M 34K –
SELECT SECTOR SPDR TR SBI CONS STPLS 1M 18K –
SELECT SECTOR SPDR TR SBI CONS DISCR 2M 10K –
SELECT SECTOR SPDR TR ENERGY 5M 56K –
SELECT SECTOR SPDR TR FINANCIAL 1M 26K –
SELECT SECTOR SPDR TR INDL 4M 29K –
SELECT SECTOR SPDR TR TECHNOLOGY 3M 15K –
SELECT SECTOR SPDR TR COMMUNICATION 319K 4K –
SELECT SECTOR SPDR TR RL EST SEL SEC 815K 21K –
SELECT SECTOR SPDR TR SBI INT-UTILS 1M 16K –
SERVICENOW INC COM 363K 462 –
SHERWIN WILLIAMS CO COM 534K 2K –
SIMPLIFY EXCHANGE TRADED FUN MBS ETF 1M 22K –
SNDL INC COM 228K 120K –
SPDR DOW JONES INDL AVERAGE UT SER 1 1M 3K –
SPDR GOLD TR GOLD SHS 2M 7K –
SPDR S&P 500 ETF TR TR UNIT 12M 21K –
SPDR SER TR PRTFLO S&P500 GW 11M 142K –
SPDR SER TR PRTFLO S&P500 VL 74M 2M –
SPDR SER TR AEROSPACE DEF 248K 2K –
SPDR SER TR PORTFOLIO LN TSR 3M 104K –
SPDR SER TR S&P DIVID ETF 531K 4K –
SPDR SER TR S&P BK ETF 211K 5K –
SPDR SER TR PORTFOLIO S&P500 1M 20K –
SPDR SER TR S&P HOMEBUILD 273K 3K –
SPDR SER TR NUVEEN BLMBRG MU 443K 10K –
SPOTIFY TECHNOLOGY S A SHS 3M 9K –
STARBUCKS CORP COM 665K 9K –
SUPER MICRO COMPUTER INC COM 1M 1K –
TARGET CORP COM 305K 2K –
TESLA INC COM 4M 21K –
TEXAS INSTRS INC COM 442K 2K –
THE CIGNA GROUP COM 244K 739 –
THERMO FISHER SCIENTIFIC INC COM 2M 3K –
THOR INDS INC COM 300K 3K –
TJX COS INC NEW COM 454K 4K –
TOTALENERGIES SE SPONSORED ADS 322K 5K –
TRANE TECHNOLOGIES PLC SHS 401K 1K –
UBER TECHNOLOGIES INC COM 362K 5K –
UNION PAC CORP COM 1M 5K –
UNITED RENTALS INC COM 235K 363 –
UNITEDHEALTH GROUP INC COM 2M 5K –
VALERO ENERGY CORP COM 275K 2K –
VANECK ETF TRUST GOLD MINERS ETF 343K 10K –
VANECK ETF TRUST INFLATION ALLOCA 924K 34K –
VANECK ETF TRUST SEMICONDUCTR ETF 583K 2K –
VANECK ETF TRUST HIGH YLD MUNIETF 798K 15K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 7M 22K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 542K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 4M 9K –
VANGUARD INDEX FDS MCAP VL IDXVIP 869K 6K –
VANGUARD INDEX FDS MCAP GR IDXVIP 2M 9K –
VANGUARD INDEX FDS REAL ESTATE ETF 879K 10K –
VANGUARD INDEX FDS SML CP GRW ETF 593K 2K –
VANGUARD INDEX FDS SM CP VAL ETF 2M 10K –
VANGUARD INDEX FDS MID CAP ETF 3M 12K –
VANGUARD INDEX FDS GROWTH ETF 45M 120K –
VANGUARD INDEX FDS VALUE ETF 3M 21K –
VANGUARD INDEX FDS SMALL CP ETF 3M 16K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 9M 200K –
VANGUARD MALVERN FDS STRM INFPROIDX 7M 145K –
VANGUARD MUN BD FDS TAX EXEMPT BD 589K 12K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 9M 116K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 840K 5K –
VANGUARD STAR FDS VG TL INTL STK F 438K 7K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 33K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 970K 8K –
VANGUARD WORLD FD FINANCIALS ETF 1M 11K –
VANGUARD WORLD FD HEALTH CAR ETF 270K 1K –
VANGUARD WORLD FD INF TECH ETF 2M 4K –
VERIZON COMMUNICATIONS INC COM 300K 7K –
VISA INC COM CL A 4M 15K –
WALMART INC COM 1M 18K –
WASTE MGMT INC DEL COM 680K 3K –
WELLS FARGO CO NEW COM 319K 5K –
WELLS FARGO CO NEW PERP PFD CNV A 2M 1K –
WEYERHAEUSER CO MTN BE COM NEW 383K 14K –
WILLIAMS COS INC COM 716K 17K –
WISDOMTREE TR FLOATNG RAT TREA 14M 278K –