SOUTHEASTERN ASSET MANAGEMENT INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Tennessee, United States

Employees

Total Number of Employees	25
Investment Advisory/Research	10
Registered Broker-Dealer Representatives	3
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	49	$5.3B
Non-Discretionary	0	$0
Total	49	$5.3B

Clients

Type	Number	RAUM
Individuals	5	$133.4M
HNW Individuals	11	$202.3M
Banking or thrift institutions	<5	$0
Investment companies	5	$3.3B
Business development companies	0	$0
Pooled investment vehicles	2	$75.0M
Pension and profit sharing plans	8	$826.7M
Charitable organizations	11	$558.5M
State or municipal gov entities	<5	$0
Other investment advisers	<5	$0
Insurance companies	<5	$0
Sovereign wealth funds and foreign official institutions	<5	$0
Corporations or other businesses	<5	$45.5M
Other	<5	$131.0M

Type	Number
No. of Non-RAUM Clients	1
No. of Non-U.S. Clients	26

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-11123
SEC ERA File Number	801-11123
SEC CIK Numbers	807985
SEC CRD Numbers	105276
Legal Entity Identifier	549300J7IN26FW3I8P68

Principal Office

6410 POPLAR AVE., STE. 900
MEMPHIS
TN
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic